Dark
Light
System
Security
PUTNAM MUN OPPORTUNITIES TR
PUTNAM MUN OPPORTUNITIES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 60 Institutional holders with a total value of $67,473,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PARALLEL ADVISORS, LLC 57 1,000 0.00%
2 Carroll Financial Associates, Inc. 333 3,000 0.00%
3 WFG Advisors, LP 504 6,000 0.01%
4 Riggs Asset Managment Co. Inc. 1,500 18,000 0.03%
5 MUFG Americas Holdings Corp 1,900 23,000 0.03%
6 PEOPLES FINANCIAL SERVICES CORP. 1,715 23,000 0.03%
7 PROFICIO CAPITAL PARTNERS LLC 2,042 24,000 0.04%
8 BRONFMAN E.L. ROTHSCHILD, L.P. 2,081 25,000 0.04%
9 FIFTH THIRD BANCORP 2,539 30,000 0.04%
10 PNC FINANCIAL SERVICES GROUP, INC. 2,825 34,000 0.05%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,915 35,000 0.05%
12 US BANCORP \DE\ 4,545 54,000 0.08%
13 GENEOS WEALTH MANAGEMENT INC. 5,503 65,000 0.10%
14 BANK OF MONTREAL /CAN/ 5,725 68,000 0.10%
15 Tradewinds Capital Management, LLC 5,796 69,000 0.10% PRN
16 IFP ADVISORS, INC 7,724 92,000 0.14%
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 8,803 105,000 0.16%
18 Creative Planning 9,462 113,000 0.17%
19 NWAM LLC 13,172 157,000 0.23%
20 FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 12,262 165,000 0.24%
21 OPPENHEIMER & CO INC 13,950 167,000 0.25%
22 Raymond James Financial Services Advisors, Inc. 14,040 168,000 0.25%
23 Horizon Kinetics LLC 14,197 170,000 0.25%
24 STALEY CAPITAL ADVISERS INC 15,000 179,000 0.27%
25 MSI Financial Services Inc 15,621 187,000 0.28%
26 BB&T SECURITIES, LLC 14,102 188,000 0.28%
27 WEDBUSH SECURITIES INC 16,297 195,000 0.29%
28 Karpus Management, Inc. 17,324 207,000 0.31%
29 Squarepoint Ops LLC 17,300 207,000 0.31%
30 AMERIPRISE FINANCIAL INC 18,595 222,000 0.33%
31 1834 INVESTMENT ADVISORS CO 21,000 251,000 0.37%
32 Weiss Asset Management LP 24,618 294,000 0.44%
33 Cambridge Investment Research Advisors, Inc. 27,158 325,000 0.48%
34 TWIN FOCUS CAPITAL PARTNERS, LLC 31,294 374,000 0.55%
35 First Allied Advisory Services, Inc. 32,661 390,000 0.58%
36 RELATIVE VALUE PARTNERS GROUP, LLC 41,000 490,000 0.73%
37 STIFEL FINANCIAL CORP 41,642 500,000 0.74%
38 BRAVE ASSET MANAGEMENT INC 43,431 519,000 0.77%
39 RAYMOND JAMES & ASSOCIATES 45,369 542,000 0.80%
40 DOLIVER ADVISORS, LP 48,558 580,000 0.86%
41 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 55,378 662,000 0.98%
42 GOODWIN DANIEL L 56,866 679,000 1.01%
43 LPL Financial LLC 59,143 709,000 1.05%
44 Invesco Ltd. 77,168 922,000 1.37%
45 Commonwealth Equity Services, Inc 87,938 1,051,000 1.56%
46 VAN ECK ASSOCIATES CORP 89,107 1,065,000 1.58%
47 Capital Investment Advisors, LLC 92,012 1,099,000 1.63%
48 IBEX WEALTH ADVISORS 91,080 1,102,000 1.63%
49 UBS Group AG 102,685 1,227,000 1.82%
50 WELLS FARGO & COMPANY/MN 144,597 1,728,000 2.56%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.