| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Consonance Capital Management LP | 817,456 | 45,630,000 | 13.75% | ||
| 2 | BlackRock Fund Advisors | 660,831 | 36,888,000 | 11.12% | ||
| 3 | VANGUARD GROUP INC | 385,670 | 21,527,000 | 6.49% | ||
| 4 | Healthcare Value Capital, LLC | 345,000 | 19,258,000 | 5.81% | ||
| 5 | STATE STREET CORP | 291,439 | 16,272,000 | 4.90% | ||
| 6 | Allianz Asset Management GmbH | 197,890 | 11,046,000 | 3.33% | ||
| 7 | Fiera Capital Corp | 189,933 | 10,602,000 | 3.20% | ||
| 8 | BlackRock Institutional Trust Company, N.A. | 189,176 | 10,560,000 | 3.18% | ||
| 9 | NOMURA HOLDINGS INC | 181,064 | 10,094,000 | 3.04% | ||
| 10 | Invesco Ltd. | 157,138 | 8,771,000 | 2.64% | ||
| 11 | Bank of New York Mellon Corp | 119,807 | 6,687,000 | 2.02% | ||
| 12 | DEUTSCHE BANK AG\ | 111,258 | 6,208,000 | 1.87% | ||
| 13 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 107,500 | 6,001,000 | 1.81% | Put | |
| 14 | NORTHERN TRUST CORP | 99,600 | 5,560,000 | 1.68% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 93,900 | 5,241,000 | 1.58% | Call | |
| 16 | FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. | 87,000 | 4,856,000 | 1.46% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 82,752 | 4,619,000 | 1.39% | ||
| 18 | OXFORD ASSET MANAGEMENT LLP | 79,889 | 4,459,000 | 1.34% | ||
| 19 | RENAISSANCE TECHNOLOGIES LLC | 73,900 | 4,125,000 | 1.24% | ||
| 20 | GSA CAPITAL PARTNERS LLP | 69,710 | 3,891,000 | 1.17% | ||
| 21 | PERCEPTIVE ADVISORS LLC | 67,161 | 3,749,000 | 1.13% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 61,405 | 3,429,000 | 1.03% | ||
| 23 | SMITH ASSET MANAGEMENT GROUP LP | 59,720 | 3,334,000 | 1.00% | ||
| 24 | GEODE CAPITAL MANAGEMENT, LLC | 54,845 | 3,061,000 | 0.92% | ||
| 25 | PRINCIPAL FINANCIAL GROUP INC | 53,447 | 2,983,000 | 0.90% | ||
| 26 | MCKINLEY CAPITAL MANAGEMENT LLC | 52,206 | 2,914,000 | 0.88% | ||
| 27 | THIRD AVENUE MANAGEMENT LLC | 50,053 | 2,794,000 | 0.84% | ||
| 28 | Healthcare Value Capital, LLC | 50,000 | 2,791,000 | 0.84% | Put | |
| 29 | AMERIPRISE FINANCIAL INC | 48,885 | 2,728,000 | 0.82% | ||
| 30 | SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) | 47,500 | 2,651,000 | 0.80% | ||
| 31 | ARDSLEY ADVISORY PARTNERS LP | 45,000 | 2,512,000 | 0.76% | ||
| 32 | PUTNAM INVESTMENTS LLC | 40,195 | 2,244,000 | 0.68% | ||
| 33 | FRANKLIN STREET ADVISORS INC /NC | 36,050 | 2,012,000 | 0.61% | ||
| 34 | BlackRock Investment Management, LLC | 33,474 | 1,869,000 | 0.56% | ||
| 35 | D. E. Shaw & Co., Inc. | 30,000 | 1,675,000 | 0.50% | Call | |
| 36 | MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | 29,978 | 1,673,000 | 0.50% | ||
| 37 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 28,200 | 1,574,000 | 0.47% | ||
| 38 | NEW YORK STATE TEACHERS RETIREMENT SYSTEM | 27,785 | 1,551,000 | 0.47% | ||
| 39 | ALLIANCEBERNSTEIN L.P. | 27,680 | 1,545,000 | 0.47% | ||
| 40 | Century Capital Management, LLC | 26,423 | 1,475,000 | 0.44% | ||
| 41 | WOLVERINE TRADING LP /BD | 257 | 1,443,826 | 0.44% | Call | |
| 42 | TIAA CREF INVESTMENT MANAGEMENT LLC | 25,631 | 1,431,000 | 0.43% | ||
| 43 | DEERE & CO | 23,384 | 1,305,000 | 0.39% | ||
| 44 | CREDIT SUISSE AG/ | 22,909 | 1,279,000 | 0.39% | ||
| 45 | WOLVERINE TRADING LP /BD | 227 | 1,275,286 | 0.38% | Put | |
| 46 | GUGGENHEIM CAPITAL LLC | 21,594 | 1,205,000 | 0.36% | ||
| 47 | BARCLAYS PLC | 21,267 | 1,187,000 | 0.36% | ||
| 48 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,819 | 1,106,000 | 0.33% | ||
| 49 | PRUDENTIAL FINANCIAL INC | 18,700 | 1,044,000 | 0.31% | ||
| 50 | Informed Momentum Co LLC | 18,029 | 1,006,000 | 0.30% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
