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ANI PHARMACEUTICALS INC
ANI PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 167 Institutional holders with a total value of $393,447,629.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Aperio Group, LLC 3,349 203,000 0.05%
52 CAMPBELL NEWMAN ASSET MANAGEMENT INC 3,415 207,000 0.05%
53 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 3,465 210,000 0.05%
54 VOYA INVESTMENT MANAGEMENT LLC 3,556 216,000 0.05%
55 Janney Montgomery Scott LLC 3,556 216,000 0.05%
56 CAPSTONE ASSET MANAGEMENT CO 3,770 229,000 0.06%
57 MARK SHEPTOFF FINANCIAL PLANNING, LLC 3,850 233,000 0.06%
58 TWO SIGMA SECURITIES, LLC 3,837 233,000 0.06%
59 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 4,034 245,000 0.06%
60 FEDERATED HERMES, INC. 4,081 247,000 0.06%
61 Squarepoint Ops LLC 4,088 248,000 0.06%
62 BLACKROCK ADVISORS LLC 4,111 249,000 0.06%
63 Arizona State Retirement System 4,115 249,000 0.06%
64 Gotham Asset Management, LLC 4,137 251,000 0.06%
65 AQR CAPITAL MANAGEMENT LLC 4,152 252,000 0.06%
66 THRIVENT FINANCIAL FOR LUTHERANS 4,300 261,000 0.07%
67 Caprock Group, LLC 4,304 261,000 0.07%
68 CUTLER GROUP LLC / CA 4,600 278,000 0.07%
69 TUDOR INVESTMENT CORP ET AL 4,600 279,000 0.07%
70 LPL Financial LLC 4,591 281,000 0.07%
71 Commonwealth Equity Services, Inc 4,668 283,000 0.07%
72 HIGHBRIDGE CAPITAL MANAGEMENT LLC 4,800 291,000 0.07% Call
73 Nationwide Fund Advisors 4,874 295,000 0.07%
74 RAYMOND JAMES & ASSOCIATES 5,276 320,000 0.08%
75 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,640 342,000 0.09%
76 PUBLIC SECTOR PENSION INVESTMENT BOARD 5,666 343,000 0.09%
77 WOLVERINE TRADING LP /BD 5,694 345,000 0.09%
78 METROPOLITAN LIFE INSURANCE CO/NY 5,784 351,000 0.09%
79 TEXAS PERMANENT SCHOOL FUND CORP 5,828 353,000 0.09%
80 AMERICAN INTERNATIONAL GROUP, INC. 5,817 353,000 0.09%
81 State of Tennessee, Department of Treasury 6,042 366,000 0.09%
82 NISA INVESTMENT ADVISORS, LLC 6,200 376,000 0.10%
83 CITIGROUP INC 6,700 406,000 0.10% Call
84 VIRTUS CAPITAL ADVISERS, LLC 6,783 411,000 0.10%
85 UBS Group AG 6,899 418,000 0.11%
86 Piermont Capital Management Inc. 7,240 439,000 0.11%
87 PANAGORA ASSET MANAGEMENT INC 7,425 450,000 0.11%
88 DIKER MANAGEMENT LLC 8,090 490,000 0.12%
89 US BANCORP \DE\ 8,187 496,000 0.13%
90 COMERICA BANK 8,532 508,000 0.13%
91 FIFTH THIRD BANCORP 8,426 511,000 0.13%
92 CADENCE CAPITAL MANAGEMENT LLC 8,492 515,000 0.13%
93 ProShare Advisors LLC 9,100 552,000 0.14%
94 BARCLAYS PLC 9,267 562,000 0.14%
95 KBC Group NV 9,953 603,000 0.15%
96 NEW YORK STATE COMMON RETIREMENT FUND 10,180 617,000 0.16%
97 STRS OHIO 10,600 642,000 0.16%
98 CITIGROUP INC 10,800 655,000 0.17% Put
99 CITADEL ADVISORS LLC 10,800 655,000 0.17% Put
100 CANADA LIFE ASSURANCE Co 11,614 704,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.