| 1 |
1607 Capital Partners, LLC |
1,303,434 |
10,245,000 |
37.94% |
|
|
| 2 |
Karpus Management, Inc. |
616,486 |
4,846,000 |
17.95% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
508,942 |
4,000,000 |
14.81% |
|
|
| 4 |
LAZARD ASSET MANAGEMENT LLC |
255,232 |
2,018,000 |
7.47% |
|
|
| 5 |
Shaker Financial Services, LLC |
231,575 |
1,820,000 |
6.74% |
|
|
| 6 |
Gramercy Funds Management LLC |
183,623 |
1,443,000 |
5.34% |
|
|
| 7 |
SII INVESTMENTS INC/WI |
74,725 |
593,000 |
2.20% |
|
|
| 8 |
North Star Investment Management Corp. |
60,499 |
476,000 |
1.76% |
|
|
| 9 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
41,511 |
326,000 |
1.21% |
|
|
| 10 |
GABELLI FUNDS LLC |
31,977 |
251,000 |
0.93% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
21,286 |
167,000 |
0.62% |
|
|
| 12 |
Thomas J. Herzfeld Advisors, Inc. |
14,448 |
114,000 |
0.42% |
|
|
| 13 |
MORGAN STANLEY |
12,638 |
100,000 |
0.37% |
|
|
| 14 |
CITIGROUP INC |
12,441 |
98,000 |
0.36% |
|
|
| 15 |
SIGNET FINANCIAL MANAGEMENT, LLC |
11,750 |
92,000 |
0.34% |
|
|
| 16 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
11,160 |
87,000 |
0.32% |
|
|
| 17 |
RELATIVE VALUE PARTNERS GROUP, LLC |
10,677 |
86,000 |
0.32% |
|
|
| 18 |
S&CO INC |
10,880 |
86,000 |
0.32% |
|
|
| 19 |
ROYAL BANK OF CANADA |
7,649 |
60,000 |
0.22% |
|
|
| 20 |
PNC FINANCIAL SERVICES GROUP, INC. |
4,258 |
34,000 |
0.13% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
3,480 |
27,000 |
0.10% |
|
|
| 22 |
UBS Group AG |
1,710 |
14,000 |
0.05% |
|
|
| 23 |
Creative Planning |
852 |
7,000 |
0.03% |
|
|
| 24 |
DELTA ASSET MANAGEMENT LLC/TN |
562 |
4,000 |
0.01% |
|
|
| 25 |
Focused Wealth Management, Inc |
405 |
3,000 |
0.01% |
|
|
| 26 |
MSI Financial Services Inc |
425 |
3,000 |
0.01% |
|
|
| 27 |
Tower Research Capital LLC (TRC) |
300 |
2,000 |
0.01% |
|
|
| 28 |
DEUTSCHE BANK AG\ |
2 |
0 |
0.00% |
|
|
