| 1 |
1607 Capital Partners, LLC |
1,302,610 |
10,500,000 |
38.14% |
|
|
| 2 |
Karpus Management, Inc. |
635,562 |
5,123,000 |
18.61% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
507,937 |
4,094,000 |
14.87% |
|
|
| 4 |
LAZARD ASSET MANAGEMENT LLC |
297,085 |
2,394,000 |
8.70% |
|
|
| 5 |
Shaker Financial Services, LLC |
203,834 |
1,643,000 |
5.97% |
|
|
| 6 |
Gramercy Funds Management LLC |
183,623 |
1,480,000 |
5.38% |
|
|
| 7 |
SII INVESTMENTS INC/WI |
62,860 |
505,000 |
1.83% |
|
|
| 8 |
North Star Investment Management Corp. |
62,697 |
505,000 |
1.83% |
|
|
| 9 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
41,511 |
335,000 |
1.22% |
|
|
| 10 |
GABELLI FUNDS LLC |
31,977 |
258,000 |
0.94% |
|
|
| 11 |
Thomas J. Herzfeld Advisors, Inc. |
16,464 |
133,000 |
0.48% |
|
|
| 12 |
MORGAN STANLEY |
13,154 |
106,000 |
0.38% |
|
|
| 13 |
SIGNET FINANCIAL MANAGEMENT, LLC |
11,750 |
95,000 |
0.35% |
|
|
| 14 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
11,160 |
89,000 |
0.32% |
|
|
| 15 |
RELATIVE VALUE PARTNERS GROUP, LLC |
10,677 |
86,000 |
0.31% |
|
|
| 16 |
ROYAL BANK OF CANADA |
8,154 |
66,000 |
0.24% |
|
|
| 17 |
PNC FINANCIAL SERVICES GROUP, INC. |
4,258 |
34,000 |
0.12% |
|
|
| 18 |
US BANCORP \DE\ |
3,842 |
31,000 |
0.11% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
3,480 |
28,000 |
0.10% |
|
|
| 20 |
Creative Planning |
852 |
7,000 |
0.03% |
|
|
| 21 |
UBS Group AG |
721 |
6,000 |
0.02% |
|
|
| 22 |
DELTA ASSET MANAGEMENT LLC/TN |
562 |
5,000 |
0.02% |
|
|
| 23 |
CITIGROUP INC |
535 |
4,000 |
0.01% |
|
|
| 24 |
Focused Wealth Management, Inc |
405 |
3,000 |
0.01% |
|
|
| 25 |
MSI Financial Services Inc |
324 |
3,000 |
0.01% |
|
|
| 26 |
DEUTSCHE BANK AG\ |
2 |
0 |
0.00% |
|
|
