| 1 |
1607 Capital Partners, LLC |
1,393,787 |
11,011,000 |
40.30% |
|
|
| 2 |
Karpus Management, Inc. |
583,610 |
4,611,000 |
16.88% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
514,128 |
4,062,000 |
14.87% |
|
|
| 4 |
Shaker Financial Services, LLC |
402,402 |
3,179,000 |
11.64% |
|
|
| 5 |
Curi Capital, LLC |
120,309 |
950,000 |
3.48% |
|
|
| 6 |
SII INVESTMENTS INC/WI |
98,329 |
784,000 |
2.87% |
|
|
| 7 |
Gramercy Funds Management LLC |
78,051 |
617,000 |
2.26% |
|
|
| 8 |
North Star Investment Management Corp. |
58,874 |
465,000 |
1.70% |
|
|
| 9 |
CITIGROUP INC |
56,201 |
444,000 |
1.63% |
|
|
| 10 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
42,293 |
335,000 |
1.23% |
|
|
| 11 |
GABELLI FUNDS LLC |
31,977 |
253,000 |
0.93% |
|
|
| 12 |
MORGAN STANLEY |
21,050 |
166,000 |
0.61% |
|
|
| 13 |
RAYMOND JAMES & ASSOCIATES |
14,517 |
115,000 |
0.42% |
|
|
| 14 |
S&CO INC |
10,880 |
86,000 |
0.31% |
|
|
| 15 |
Thomas J. Herzfeld Advisors, Inc. |
9,358 |
74,000 |
0.27% |
|
|
| 16 |
ROYAL BANK OF CANADA |
8,558 |
67,000 |
0.25% |
|
|
| 17 |
PNC FINANCIAL SERVICES GROUP, INC. |
4,258 |
34,000 |
0.12% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
3,480 |
27,000 |
0.10% |
|
|
| 19 |
UBS Group AG |
1,869 |
15,000 |
0.05% |
|
|
| 20 |
Creative Planning |
852 |
7,000 |
0.03% |
|
|
| 21 |
BROWN BROTHERS HARRIMAN & CO |
500 |
4,000 |
0.01% |
|
|
| 22 |
DELTA ASSET MANAGEMENT LLC/TN |
562 |
4,000 |
0.01% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
324 |
3,000 |
0.01% |
|
|
| 24 |
MSI Financial Services Inc |
324 |
3,000 |
0.01% |
|
|
| 25 |
Focused Wealth Management, Inc |
405 |
3,000 |
0.01% |
|
|
| 26 |
Community Bank, N.A. |
406 |
3,000 |
0.01% |
|
|
| 27 |
DEUTSCHE BANK AG\ |
2 |
0 |
0.00% |
|
|
