| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,853,864 | 25,268,000 | 36.40% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 1,226,044 | 16,711,000 | 24.08% | ||
| 3 | WELLS FARGO & COMPANY/MN | 717,078 | 9,774,000 | 14.08% | ||
| 4 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 297,112 | 4,050,000 | 5.83% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 234,339 | 3,194,000 | 4.60% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 214,782 | 2,927,000 | 4.22% | ||
| 7 | CREDIT SUISSE AG/ | 153,810 | 2,096,000 | 3.02% | ||
| 8 | HighTower Advisors, LLC | 65,200 | 889,000 | 1.28% | ||
| 9 | Invesco Ltd. | 64,876 | 884,000 | 1.27% | ||
| 10 | UBS AG | 63,453 | 865,000 | 1.25% | ||
| 11 | MORGAN STANLEY | 47,076 | 641,000 | 0.92% | ||
| 12 | DOLIVER ADVISORS, LP | 35,841 | 489,000 | 0.70% | ||
| 13 | CORNERSTONE ADVISORS INC | 27,859 | 380,000 | 0.55% | ||
| 14 | KMS FINANCIAL SERVICES, INC | 24,000 | 327,000 | 0.47% | ||
| 15 | Cetera Advisor Networks LLC | 15,950 | 218,000 | 0.31% | ||
| 16 | Commonwealth Equity Services, Inc | 13,720 | 187,000 | 0.27% | ||
| 17 | ROYAL BANK OF CANADA | 11,836 | 161,000 | 0.23% | ||
| 18 | SIGNATUREFD, LLC | 10,000 | 136,000 | 0.20% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 7,063 | 96,000 | 0.14% | ||
| 20 | PNC FINANCIAL SERVICES GROUP, INC. | 4,000 | 54,000 | 0.08% | ||
| 21 | Tower Research Capital LLC (TRC) | 2,986 | 41,000 | 0.06% | ||
| 22 | US BANCORP \DE\ | 1,200 | 16,000 | 0.02% | ||
| 23 | CITIGROUP INC | 385 | 5,000 | 0.01% | ||
| 24 | Creative Planning | 137 | 2,000 | 0.00% | ||
| 25 | BARCLAYS PLC | 72 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
