| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,522,198 | 33,596,000 | 45.06% | ||
| 2 | Karpus Management, Inc. | 2,100,794 | 27,983,000 | 37.53% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 248,309 | 3,307,000 | 4.44% | ||
| 4 | WELLS FARGO & COMPANY/MN | 244,759 | 3,261,000 | 4.37% | ||
| 5 | Thomas J. Herzfeld Advisors, Inc. | 208,436 | 2,776,000 | 3.72% | ||
| 6 | UBS Group AG | 73,082 | 973,000 | 1.31% | ||
| 7 | HighTower Advisors, LLC | 65,046 | 866,000 | 1.16% | ||
| 8 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 38,105 | 508,000 | 0.68% | ||
| 9 | Commonwealth Equity Services, Inc | 34,116 | 454,000 | 0.61% | ||
| 10 | MORGAN STANLEY | 23,564 | 314,000 | 0.42% | ||
| 11 | DOLIVER ADVISORS, LP | 13,594 | 181,000 | 0.24% | ||
| 12 | SIGNATUREFD, LLC | 10,000 | 133,000 | 0.18% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,750 | 103,000 | 0.14% | ||
| 14 | CITIGROUP INC | 2,127 | 28,000 | 0.04% | ||
| 15 | ROYAL BANK OF CANADA | 1,800 | 24,000 | 0.03% | ||
| 16 | B. Riley Wealth Advisors, Inc. | 1,380 | 18,000 | 0.02% | ||
| 17 | US BANCORP \DE\ | 1,200 | 16,000 | 0.02% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 1,118 | 15,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
