| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 2,027,898 | 27,356,000 | 38.44% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 1,483,585 | 20,014,000 | 28.12% | ||
| 3 | WELLS FARGO & COMPANY/MN | 587,046 | 7,920,000 | 11.13% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 241,510 | 3,258,000 | 4.58% | ||
| 5 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 240,733 | 3,247,000 | 4.56% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 203,617 | 2,747,000 | 3.86% | ||
| 7 | CREDIT SUISSE AG/ | 153,810 | 2,075,000 | 2.92% | ||
| 8 | UBS AG | 69,597 | 939,000 | 1.32% | ||
| 9 | Invesco Ltd. | 66,134 | 892,000 | 1.25% | ||
| 10 | HighTower Advisors, LLC | 65,200 | 880,000 | 1.24% | ||
| 11 | MORGAN STANLEY | 46,955 | 633,000 | 0.89% | ||
| 12 | DOLIVER ADVISORS, LP | 30,607 | 413,000 | 0.58% | ||
| 13 | Commonwealth Equity Services, Inc | 22,826 | 308,000 | 0.43% | ||
| 14 | CORNERSTONE ADVISORS INC | 10,774 | 145,000 | 0.20% | ||
| 15 | SIGNATUREFD, LLC | 10,000 | 135,000 | 0.19% | ||
| 16 | ROYAL BANK OF CANADA | 8,964 | 121,000 | 0.17% | ||
| 17 | Tower Research Capital LLC (TRC) | 2,051 | 28,000 | 0.04% | ||
| 18 | B. Riley Wealth Advisors, Inc. | 1,380 | 18,616 | 0.03% | ||
| 19 | US BANCORP \DE\ | 1,200 | 16,000 | 0.02% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 1,118 | 15,000 | 0.02% | ||
| 21 | CITIGROUP INC | 552 | 7,000 | 0.01% | ||
| 22 | BARCLAYS PLC | 91 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
