| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 72 | 1,000 | 0.00% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 1,118 | 15,000 | 0.02% | ||
| 3 | WELLS FARGO & COMPANY/MN | 1,101 | 15,000 | 0.02% | ||
| 4 | US BANCORP \DE\ | 1,200 | 16,000 | 0.02% | ||
| 5 | ROYAL BANK OF CANADA | 1,300 | 18,000 | 0.02% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,875 | 93,000 | 0.12% | ||
| 7 | UBS Group AG | 8,981 | 122,000 | 0.16% | ||
| 8 | SIGNATUREFD, LLC | 10,000 | 135,000 | 0.18% | ||
| 9 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 10,255 | 139,000 | 0.18% | ||
| 10 | MORGAN STANLEY | 22,440 | 303,000 | 0.40% | ||
| 11 | Commonwealth Equity Services, Inc | 36,473 | 493,000 | 0.64% | ||
| 12 | HighTower Advisors, LLC | 45,083 | 609,000 | 0.80% | ||
| 13 | ICON ADVISERS INC/CO | 50,981 | 689,000 | 0.90% | ||
| 14 | Thomas J. Herzfeld Advisors, Inc. | 239,827 | 3,240,000 | 4.23% | ||
| 15 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 257,709 | 3,482,000 | 4.55% | ||
| 16 | Karpus Management, Inc. | 2,135,944 | 28,857,000 | 37.68% | ||
| 17 | SIT INVESTMENT ASSOCIATES INC | 2,839,557 | 38,362,000 | 50.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
