| 1 |
GUGGENHEIM CAPITAL LLC |
245,922 |
5,008,000 |
51.15% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
46,999 |
957,000 |
9.77% |
|
|
| 3 |
LPL Financial LLC |
34,719 |
707,000 |
7.22% |
|
|
| 4 |
MORGAN STANLEY |
31,766 |
647,000 |
6.61% |
|
|
| 5 |
Invesco Ltd. |
31,104 |
634,000 |
6.48% |
|
|
| 6 |
HOERTKORN RICHARD CHARLES |
23,600 |
481,000 |
4.91% |
|
|
| 7 |
UBS AG |
12,743 |
259,000 |
2.65% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
12,610 |
257,000 |
2.63% |
|
|
| 9 |
ProVise Management Group, LLC |
10,725 |
218,000 |
2.23% |
|
|
| 10 |
First Horizon Advisors, Inc. |
10,000 |
203,000 |
2.07% |
|
|
| 11 |
ROYAL BANK OF CANADA |
6,627 |
135,000 |
1.38% |
|
|
| 12 |
Tower Research Capital LLC (TRC) |
3,100 |
63,000 |
0.64% |
|
|
| 13 |
BANK OF MONTREAL /CAN/ |
1,838 |
37,000 |
0.38% |
|
|
| 14 |
WFG Advisors, LP |
1,563 |
32,000 |
0.33% |
|
|
| 15 |
FineMark National Bank & Trust |
1,365 |
28,000 |
0.29% |
|
|
| 16 |
TRUST CO OF VERMONT |
1,193 |
24,000 |
0.25% |
|
|
| 17 |
Baltimore-Washington Financial Advisors, Inc. |
1,000 |
20,000 |
0.20% |
|
|
| 18 |
Smith Affiliated Capital Corp. |
921 |
18,761 |
0.19% |
|
PRN |
| 19 |
MSI Financial Services Inc |
672 |
14,000 |
0.14% |
|
|
| 20 |
CITIGROUP INC |
629 |
13,000 |
0.13% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
600 |
12,000 |
0.12% |
|
|
| 22 |
OPTIMUM INVESTMENT ADVISORS |
400 |
8,000 |
0.08% |
|
|
| 23 |
D.A. DAVIDSON & CO. |
300 |
6,000 |
0.06% |
|
|
| 24 |
Winslow, Evans & Crocker, Inc. |
223 |
4,543 |
0.05% |
|
|
| 25 |
US BANCORP \DE\ |
200 |
4,000 |
0.04% |
|
|
