| 1 |
GUGGENHEIM CAPITAL LLC |
405,804 |
7,496,000 |
59.40% |
|
|
| 2 |
Invesco Ltd. |
46,132 |
852,000 |
6.75% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
44,795 |
827,000 |
6.55% |
|
|
| 4 |
MORGAN STANLEY |
32,303 |
597,000 |
4.73% |
|
|
| 5 |
LPL Financial LLC |
31,354 |
583,000 |
4.62% |
|
|
| 6 |
HOERTKORN RICHARD CHARLES |
21,600 |
399,000 |
3.16% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
19,763 |
365,000 |
2.89% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
15,417 |
285,000 |
2.26% |
|
|
| 9 |
UBS AG |
14,261 |
263,000 |
2.08% |
|
|
| 10 |
ProVise Management Group, LLC |
10,725 |
198,000 |
1.57% |
|
|
| 11 |
First Horizon Advisors, Inc. |
10,000 |
185,000 |
1.47% |
|
|
| 12 |
SG Americas Securities, LLC |
9,679 |
179,000 |
1.42% |
|
|
| 13 |
ROYAL BANK OF CANADA |
6,556 |
121,000 |
0.96% |
|
|
| 14 |
Winslow, Evans & Crocker, Inc. |
3,874 |
71,536 |
0.57% |
|
|
| 15 |
BANK OF MONTREAL /CAN/ |
1,838 |
34,000 |
0.27% |
|
|
| 16 |
WFG Advisors, LP |
1,590 |
29,000 |
0.23% |
|
|
| 17 |
FineMark National Bank & Trust |
1,365 |
25,000 |
0.20% |
|
|
| 18 |
TRUST CO OF VERMONT |
1,193 |
22,000 |
0.17% |
|
|
| 19 |
Baltimore-Washington Financial Advisors, Inc. |
1,000 |
18,000 |
0.14% |
|
|
| 20 |
Smith Affiliated Capital Corp. |
921 |
17,011 |
0.13% |
|
PRN |
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
600 |
11,000 |
0.09% |
|
|
| 22 |
MSI Financial Services Inc |
544 |
10,000 |
0.08% |
|
|
| 23 |
CITIGROUP INC |
548 |
10,000 |
0.08% |
|
|
| 24 |
OPTIMUM INVESTMENT ADVISORS |
400 |
7,000 |
0.06% |
|
|
| 25 |
NEXT Financial Group, Inc |
250 |
5,000 |
0.04% |
|
|
| 26 |
D.A. DAVIDSON & CO. |
300 |
5,000 |
0.04% |
|
|
| 27 |
US BANCORP \DE\ |
200 |
4,000 |
0.03% |
|
|
| 28 |
1919 Investment Counsel, LLC |
14 |
1,000 |
0.01% |
|
|
