| 1 |
GUGGENHEIM CAPITAL LLC |
352,587 |
7,273,000 |
59.69% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
46,544 |
960,000 |
7.88% |
|
|
| 3 |
Invesco Ltd. |
36,592 |
755,000 |
6.20% |
|
|
| 4 |
MORGAN STANLEY |
31,073 |
641,000 |
5.26% |
|
|
| 5 |
LPL Financial LLC |
30,747 |
634,000 |
5.20% |
|
|
| 6 |
HOERTKORN RICHARD CHARLES |
23,600 |
487,000 |
4.00% |
|
|
| 7 |
BANK OF AMERICA CORP /DE/ |
12,260 |
253,000 |
2.08% |
|
|
| 8 |
UBS AG |
11,595 |
239,000 |
1.96% |
|
|
| 9 |
ProVise Management Group, LLC |
10,725 |
221,000 |
1.81% |
|
|
| 10 |
First Horizon Advisors, Inc. |
10,000 |
207,000 |
1.70% |
|
|
| 11 |
SG Americas Securities, LLC |
7,346 |
152,000 |
1.25% |
|
|
| 12 |
ROYAL BANK OF CANADA |
6,632 |
137,000 |
1.12% |
|
|
| 13 |
BANK OF MONTREAL /CAN/ |
1,838 |
38,000 |
0.31% |
|
|
| 14 |
WFG Advisors, LP |
1,576 |
33,000 |
0.27% |
|
|
| 15 |
FineMark National Bank & Trust |
1,365 |
28,000 |
0.23% |
|
|
| 16 |
TRUST CO OF VERMONT |
1,193 |
25,000 |
0.21% |
|
|
| 17 |
Baltimore-Washington Financial Advisors, Inc. |
1,000 |
21,000 |
0.17% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
600 |
12,000 |
0.10% |
|
|
| 19 |
MSI Financial Services Inc |
532 |
11,000 |
0.09% |
|
|
| 20 |
Smith Affiliated Capital Corp. |
908 |
10,224 |
0.08% |
|
PRN |
| 21 |
MONETARY MANAGEMENT GROUP INC |
500 |
10,000 |
0.08% |
|
|
| 22 |
OPTIMUM INVESTMENT ADVISORS |
400 |
8,000 |
0.07% |
|
|
| 23 |
CITIGROUP INC |
350 |
7,000 |
0.06% |
|
|
| 24 |
PNC FINANCIAL SERVICES GROUP, INC. |
300 |
6,000 |
0.05% |
|
|
| 25 |
D.A. DAVIDSON & CO. |
300 |
6,000 |
0.05% |
|
|
| 26 |
Winslow, Evans & Crocker, Inc. |
223 |
4,600 |
0.04% |
|
|
| 27 |
US BANCORP \DE\ |
200 |
4,000 |
0.03% |
|
|
| 28 |
Tower Research Capital LLC (TRC) |
100 |
2,000 |
0.02% |
|
|
