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NOVAN INC COM
NOVAN INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 47 Institutional holders with a total value of $64,164,079.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 0 0 0.00%
2 BARCLAYS PLC 22 1,000 0.00%
3 ROYAL BANK OF CANADA 236 6,000 0.01%
4 BlackRock Finance, Inc. 268 7,000 0.01%
5 BNP PARIBAS FINANCIAL MARKETS 262 7,079 0.01%
6 Legal & General Group Plc 727 19,000 0.03%
7 BANK OF AMERICA CORP /DE/ 812 22,000 0.03%
8 BELL ROCK CAPITAL LLC 900 24,000 0.04%
9 Tower Research Capital LLC (TRC) 970 26,000 0.04%
10 UBS Group AG 1,270 35,000 0.05%
11 STRS OHIO 1,500 40,000 0.06%
12 WELLS FARGO & COMPANY/MN 1,719 46,000 0.07%
13 BLACKROCK ADVISORS LLC 1,810 49,000 0.08%
14 NEW YORK STATE COMMON RETIREMENT FUND 2,646 71,000 0.11%
15 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,648 72,000 0.11%
16 DEUTSCHE BANK AG\ 2,842 75,000 0.12%
17 BlackRock Investment Management, LLC 3,185 86,000 0.13%
18 TEACHERS ADVISORS, LLC 5,183 140,000 0.22%
19 JPMORGAN CHASE & CO 6,672 180,000 0.28%
20 Partner Investment Management, L.P. 6,923 187,000 0.29%
21 BlackRock Institutional Trust Company, N.A. 8,188 221,000 0.34%
22 TIAA CREF INVESTMENT MANAGEMENT LLC 8,351 226,000 0.35%
23 WALL STREET ASSOCIATES 8,441 228,000 0.36%
24 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 9,800 265,000 0.41%
25 Geduld E E 10,000 270,000 0.42%
26 MORGAN STANLEY 13,889 375,000 0.58%
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 14,944 404,000 0.63%
28 ALPS ADVISORS INC 15,318 414,000 0.65%
29 Bank of New York Mellon Corp 18,436 498,000 0.78%
30 Spark Investment Management LLC 19,700 532,000 0.83%
31 RUSSELL INVESTMENTS GROUP, LTD. 21,621 551,000 0.86%
32 Prospera Financial Services Inc 24,778 669,000 1.04%
33 CITIGROUP INC 32,530 879,000 1.37%
34 Nicholas Investment Partners, LP 38,629 1,041,000 1.62%
35 Anson Funds Management LP 40,986 1,107,000 1.73%
36 NORTHERN TRUST CORP 45,869 1,240,000 1.93%
37 STATE STREET CORP 47,184 1,274,000 1.99%
38 GEODE CAPITAL MANAGEMENT, LLC 58,829 1,589,000 2.48%
39 Informed Momentum Co LLC 64,775 1,750,000 2.73%
40 BlackRock Fund Advisors 141,221 3,816,000 5.95%
41 WADDELL & REED FINANCIAL INC 150,000 4,053,000 6.32%
42 VANGUARD GROUP INC 174,505 4,715,000 7.35%
43 Abingworth LLP 200,000 5,376,000 8.38%
44 DRIEHAUS CAPITAL MANAGEMENT LLC 230,072 6,217,000 9.69%
45 KINGDON CAPITAL MANAGEMENT, L.L.C. 262,625 7,096,000 11.06%
46 FRANKLIN RESOURCES INC 334,342 9,034,000 14.08%
47 PFM Health Sciences, LP 341,628 9,231,000 14.39%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.