| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 216,982 | 11,138,000 | 16.32% | ||
| 2 | MANAGED ACCOUNT ADVISORS LLC | 197,050 | 10,115,000 | 14.82% | ||
| 3 | WELLS FARGO & COMPANY/MN | 156,824 | 8,050,000 | 11.80% | ||
| 4 | CURIAN CAPITAL LLC | 119,035 | 6,110,000 | 8.95% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 104,015 | 5,339,000 | 7.82% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 55,493 | 2,848,000 | 4.17% | ||
| 7 | COLONY GROUP LLC | 50,785 | 2,607,000 | 3.82% | ||
| 8 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 45,165 | 2,318,000 | 3.40% | ||
| 9 | Institute for Wealth Management, LLC. | 41,482 | 2,127,000 | 3.12% | ||
| 10 | NewSquare Capital LLC | 36,305 | 1,864,000 | 2.73% | ||
| 11 | Callan Capital, LLC | 34,652 | 1,779,000 | 2.61% | ||
| 12 | MORGAN STANLEY | 34,298 | 1,761,000 | 2.58% | ||
| 13 | LEUTHOLD GROUP, LLC | 33,699 | 1,730,000 | 2.54% | ||
| 14 | LPL Financial LLC | 28,701 | 1,480,000 | 2.17% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 25,895 | 1,329,000 | 1.95% | ||
| 16 | Jefferies Group LLC | 24,960 | 1,281,000 | 1.88% | ||
| 17 | JANE STREET GROUP, LLC | 21,827 | 1,120,000 | 1.64% | ||
| 18 | STRINGER ASSET MANAGEMENT, LLC | 19,584 | 1,005,000 | 1.47% | ||
| 19 | Independent Portfolio Consultants, Inc. | 17,475 | 897,000 | 1.31% | ||
| 20 | Virtu KCG Holdings LLC | 16,329 | 838,000 | 1.23% | ||
| 21 | ASSETMARK, INC | 14,863 | 763,000 | 1.12% | ||
| 22 | BlackRock Investment Management, LLC | 14,602 | 750,000 | 1.10% | ||
| 23 | BlackRock Finance, Inc. | 8,370 | 430,000 | 0.63% | ||
| 24 | ENVESTNET ASSET MANAGEMENT INC | 6,008 | 308,000 | 0.45% | ||
| 25 | AMERIPRISE FINANCIAL INC | 3,065 | 157,000 | 0.23% | ||
| 26 | BLACKROCK ADVISORS LLC | 690 | 35,000 | 0.05% | ||
| 27 | ROYAL BANK OF CANADA | 548 | 28,000 | 0.04% | ||
| 28 | US BANCORP \DE\ | 290 | 15,000 | 0.02% | ||
| 29 | Waverly Advisors, LLC | 93 | 5,000 | 0.01% | ||
| 30 | MSI Financial Services Inc | 75 | 4,000 | 0.01% | ||
| 31 | Private Advisor Group, LLC | 10 | 1,000 | 0.00% | ||
| 32 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
