| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 191,218 | 9,789,000 | 14.36% | ||
| 2 | WELLS FARGO & COMPANY/MN | 173,511 | 8,882,000 | 13.03% | ||
| 3 | CURIAN CAPITAL LLC | 141,387 | 7,238,000 | 10.62% | ||
| 4 | MORGAN STANLEY | 117,279 | 6,003,000 | 8.81% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 80,689 | 4,130,000 | 6.06% | ||
| 6 | MANAGED ACCOUNT ADVISORS LLC | 68,783 | 3,521,000 | 5.17% | ||
| 7 | COLONY GROUP LLC | 51,686 | 2,646,000 | 3.88% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 49,671 | 2,543,000 | 3.73% | ||
| 9 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 47,237 | 2,418,000 | 3.55% | ||
| 10 | Virtu KCG Holdings LLC | 39,445 | 2,019,000 | 2.96% | ||
| 11 | NewSquare Capital LLC | 35,875 | 1,836,000 | 2.69% | ||
| 12 | Callan Capital, LLC | 34,655 | 1,774,000 | 2.60% | ||
| 13 | LEUTHOLD GROUP, LLC | 33,699 | 1,725,000 | 2.53% | ||
| 14 | Institute for Wealth Management, LLC. | 30,300 | 1,551,000 | 2.28% | ||
| 15 | LPL Financial LLC | 29,605 | 1,515,000 | 2.22% | ||
| 16 | ASSETMARK, INC | 26,090 | 1,336,000 | 1.96% | ||
| 17 | STRINGER ASSET MANAGEMENT, LLC | 20,088 | 1,028,000 | 1.51% | ||
| 18 | HOLDERNESS INVESTMENTS CO | 19,608 | 1,003,000 | 1.47% | ||
| 19 | BlackRock Investment Management, LLC | 18,793 | 962,000 | 1.41% | ||
| 20 | ROYAL BANK OF CANADA | 17,834 | 913,000 | 1.34% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 17,400 | 891,000 | 1.31% | ||
| 22 | Independent Portfolio Consultants, Inc. | 17,150 | 878,000 | 1.29% | ||
| 23 | JANE STREET GROUP, LLC | 11,616 | 595,000 | 0.87% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,599 | 594,000 | 0.87% | ||
| 25 | BlackRock Finance, Inc. | 10,812 | 553,000 | 0.81% | ||
| 26 | TELEMUS CAPITAL, LLC | 10,357 | 530,000 | 0.78% | ||
| 27 | BANK OF THE WEST | 4,943 | 253,000 | 0.37% | ||
| 28 | AMERIPRISE FINANCIAL INC | 4,930 | 252,000 | 0.37% | ||
| 29 | ENVESTNET ASSET MANAGEMENT INC | 4,865 | 249,000 | 0.37% | ||
| 30 | LAZARD ASSET MANAGEMENT LLC | 4,050 | 207,000 | 0.30% | PRN | |
| 31 | Clear Harbor Asset Management, LLC | 3,965 | 203,000 | 0.30% | ||
| 32 | US BANCORP \DE\ | 893 | 46,000 | 0.07% | ||
| 33 | BLACKROCK ADVISORS LLC | 730 | 37,000 | 0.05% | ||
| 34 | B. Riley Wealth Advisors, Inc. | 237 | 12,000 | 0.02% | ||
| 35 | Tower Research Capital LLC (TRC) | 148 | 8,000 | 0.01% | ||
| 36 | Stratos Wealth Partners, LTD. | 140 | 7,167 | 0.01% | ||
| 37 | MSI Financial Services Inc | 144 | 7,000 | 0.01% | ||
| 38 | Creative Planning | 32 | 2,000 | 0.00% | ||
| 39 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
