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ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 44 Institutional holders with a total value of $128,944,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 539,592 27,552,000 21.37%
2 MORGAN STANLEY 482,996 24,662,000 19.13%
3 BANK OF AMERICA CORP /DE/ 351,601 17,953,000 13.92%
4 ST GERMAIN D J CO INC 181,925 9,289,000 7.20%
5 UBS Group AG 161,143 8,228,000 6.38%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 128,672 6,570,000 5.10%
7 WELLS FARGO & COMPANY/MN 119,165 6,084,000 4.72%
8 BlackRock Investment Management, LLC 94,788 4,840,000 3.75%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 56,379 2,879,000 2.23%
10 COLONY GROUP LLC 43,110 2,201,000 1.71%
11 FRANKLIN RESOURCES INC 37,456 1,913,000 1.48%
12 CITADEL ADVISORS LLC 37,307 1,905,000 1.48%
13 BlackRock Finance, Inc. 34,921 1,783,000 1.38%
14 BB&T SECURITIES, LLC 33,086 1,756,000 1.36%
15 MANNING & NAPIER ADVISORS LLC 32,830 1,676,000 1.30% PRN
16 LEUTHOLD GROUP, LLC 20,199 1,031,000 0.80%
17 EDMOND DE ROTHSCHILD HOLDING S.A. 19,800 1,011,000 0.78%
18 Hilltop Holdings Inc. 18,020 920,000 0.71%
19 FDx Advisors, Inc. 15,648 799,000 0.62%
20 ENVESTNET ASSET MANAGEMENT INC 15,414 789,000 0.61%
21 GUGGENHEIM CAPITAL LLC 14,338 732,000 0.57%
22 Virtu KCG Holdings LLC 12,337 630,000 0.49%
23 LPL Financial LLC 11,740 597,000 0.46%
24 Clear Harbor Asset Management, LLC 7,635 390,000 0.30%
25 AMERIPRISE FINANCIAL INC 7,034 359,000 0.28%
26 ROYAL BANK OF CANADA 6,742 345,000 0.27%
27 Callan Capital, LLC 6,451 329,000 0.26%
28 US BANCORP \DE\ 5,686 290,000 0.22%
29 Advisory Alpha, LLC 5,407 277,000 0.21%
30 Transamerica Financial Advisors, LLC 4,685 240,000 0.19%
31 BLACKROCK ADVISORS LLC 4,507 230,000 0.18%
32 BLUE GRANITE CAPITAL, LLC 4,200 214,000 0.17%
33 MUFG Americas Holdings Corp 2,772 142,000 0.11%
34 LAZARD ASSET MANAGEMENT LLC 2,380 121,000 0.09% PRN
35 IFP ADVISORS, INC 1,840 94,000 0.07%
36 MSI Financial Services Inc 1,293 66,000 0.05%
37 Parkside Financial Bank & Trust 430 22,000 0.02%
38 ADVISOR GROUP, INC. 436 22,000 0.02%
39 GLOBAL RETIREMENT PARTNERS, LLC 47 2,000 0.00%
40 BRONFMAN E.L. ROTHSCHILD, L.P. 18 1,000 0.00%
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2 0 0.00%
42 Parallax Volatility Advisers, L.P. 1 0 0.00%
43 IHT WEALTH MANAGEMENT, LLC 3 0 0.00%
44 BB&T INVESTMENT SERVICES, INC. 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.