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ISHARES TRUST CMBS ETF
ISHARES TRUST CMBS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 39 Institutional holders with a total value of $127,492,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T INVESTMENT SERVICES, INC. 5 0 0.00%
2 IHT WEALTH MANAGEMENT, LLC 3 0 0.00%
3 ROYAL FUND MANAGEMENT, LLC 14 0 0.00%
4 Parallax Volatility Advisers, L.P. 1 0 0.00%
5 GLOBAL RETIREMENT PARTNERS, LLC 47 2,000 0.00%
6 JPMORGAN CHASE & CO 413 21,000 0.02%
7 ADVISOR GROUP, INC. 401 21,000 0.02%
8 Parkside Financial Bank & Trust 430 22,000 0.02%
9 Carroll Financial Associates, Inc. 1,258 64,000 0.05%
10 IFP ADVISORS, INC 1,977 101,000 0.08%
11 MUFG Americas Holdings Corp 2,813 144,000 0.11%
12 Transamerica Financial Advisors, LLC 4,096 210,000 0.16%
13 BLUE GRANITE CAPITAL, LLC 4,200 215,000 0.17%
14 TWO SIGMA SECURITIES, LLC 4,285 220,000 0.17%
15 US BANCORP \DE\ 5,686 291,000 0.23%
16 Advisory Alpha, LLC 6,254 320,000 0.25%
17 Callan Capital, LLC 6,451 330,000 0.26%
18 CITADEL ADVISORS LLC 6,757 346,000 0.27%
19 BB&T SECURITIES, LLC 7,024 359,000 0.28%
20 Clear Harbor Asset Management, LLC 11,100 569,000 0.45%
21 LPL Financial LLC 13,508 692,000 0.54%
22 ROYAL BANK OF CANADA 14,261 730,000 0.57%
23 FDx Advisors, Inc. 14,699 753,000 0.59%
24 ENVESTNET ASSET MANAGEMENT INC 14,751 756,000 0.59%
25 Hilltop Holdings Inc. 18,020 923,000 0.72%
26 GUGGENHEIM CAPITAL LLC 21,699 1,112,000 0.87%
27 EDMOND DE ROTHSCHILD HOLDING S.A. 33,200 1,701,000 1.33%
28 MANNING & NAPIER ADVISORS LLC 34,971 1,791,000 1.40% PRN
29 FRANKLIN RESOURCES INC 37,456 1,919,000 1.51%
30 COLONY GROUP LLC 44,865 2,298,000 1.80%
31 JANE STREET GROUP, LLC 61,944 3,173,000 2.49%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 102,549 5,254,000 4.12%
33 WELLS FARGO & COMPANY/MN 103,639 5,309,000 4.16%
34 UBS Group AG 181,275 9,287,000 7.28%
35 BANK OF AMERICA CORP /DE/ 221,866 11,366,000 8.92%
36 ST GERMAIN D J CO INC 239,773 12,284,000 9.64%
37 BlackRock Finance, Inc. 253,689 12,996,000 10.19%
38 MORGAN STANLEY 466,580 23,903,000 18.75%
39 Charles Schwab Investment Advisory, Inc. 546,749 28,010,000 21.97%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.