| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,436,821 | 15,603,000 | 8.36% | ||
| 2 | QUENTEC ASSET MANAGEMENT LLC | 1,223,959 | 13,292,000 | 7.12% | ||
| 3 | MAPLELANE CAPITAL, LLC | 1,000,000 | 10,860,000 | 5.82% | Put | |
| 4 | QVT Financial LP | 951,900 | 10,338,000 | 5.54% | ||
| 5 | LUMINUS MANAGEMENT LLC | 761,855 | 8,274,000 | 4.43% | ||
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 661,400 | 7,183,000 | 3.85% | Call | |
| 7 | Guinness Asset Management LTD | 596,820 | 6,481,000 | 3.47% | ||
| 8 | Point72 Asset Management, L.P. | 586,300 | 6,367,000 | 3.41% | ||
| 9 | MILLENNIUM MANAGEMENT LLC | 575,151 | 6,246,000 | 3.35% | ||
| 10 | Invesco Ltd. | 559,530 | 6,076,000 | 3.25% | ||
| 11 | Empire Capital Management, L.L.C. | 550,000 | 5,973,000 | 3.20% | ||
| 12 | Park West Asset Management LLC | 492,099 | 5,344,000 | 2.86% | ||
| 13 | MORGAN STANLEY | 485,220 | 5,268,000 | 2.82% | ||
| 14 | JANE STREET GROUP, LLC | 416,535 | 4,524,000 | 2.42% | ||
| 15 | BOLTON LP | 375,000 | 4,073,000 | 2.18% | Put | |
| 16 | Central Asset Investments & Management Holdings (HK) Ltd | 339,299 | 3,685,000 | 1.97% | ||
| 17 | CITADEL ADVISORS LLC | 304,852 | 3,310,000 | 1.77% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 302,900 | 3,289,000 | 1.76% | Put | |
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 299,393 | 3,251,000 | 1.74% | ||
| 20 | AJO, LP | 280,700 | 3,048,000 | 1.63% | ||
| 21 | BOLTON LP | 278,000 | 3,019,000 | 1.62% | ||
| 22 | Electron Capital Partners, LLC | 267,017 | 2,900,000 | 1.55% | ||
| 23 | Guinness Atkinson Asset Management Inc | 239,520 | 2,601,000 | 1.39% | ||
| 24 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 224,159 | 2,434,000 | 1.30% | ||
| 25 | BARCLAYS PLC | 233,800 | 2,338,000 | 1.25% | Call | |
| 26 | EverPoint Asset Management, LLC | 187,393 | 2,035,000 | 1.09% | ||
| 27 | CREDIT SUISSE AG/ | 180,184 | 1,957,000 | 1.05% | ||
| 28 | Jefferies Group LLC | 171,900 | 1,867,000 | 1.00% | Put | |
| 29 | Spot Trading L.L.C | 154,800 | 1,681,000 | 0.90% | Call | |
| 30 | Seamans Capital Management, LLC | 152,100 | 1,652,000 | 0.88% | ||
| 31 | Airain ltd | 147,045 | 1,597,000 | 0.86% | ||
| 32 | FIRST TRUST ADVISORS LP | 141,142 | 1,533,000 | 0.82% | ||
| 33 | Cubist Systematic Strategies, LLC | 136,590 | 1,483,000 | 0.79% | ||
| 34 | Private Wealth Advisors, Inc. | 135,688 | 1,474,000 | 0.79% | ||
| 35 | KEANE CAPITAL MANAGEMENT INC | 135,200 | 1,468,000 | 0.79% | ||
| 36 | Union Point Advisors, LLC | 132,097 | 1,435,000 | 0.77% | ||
| 37 | ACADIAN ASSET MANAGEMENT LLC | 124,785 | 1,356,000 | 0.73% | ||
| 38 | RENAISSANCE TECHNOLOGIES LLC | 124,200 | 1,349,000 | 0.72% | ||
| 39 | GOLDMAN SACHS GROUP INC | 123,600 | 1,342,000 | 0.72% | Call | |
| 40 | P.A.W. CAPITAL CORP | 120,000 | 1,303,000 | 0.70% | ||
| 41 | DEUTSCHE BANK AG\ | 114,304 | 1,241,000 | 0.66% | ||
| 42 | Alpine Global Management, LLC | 112,800 | 1,225,000 | 0.66% | ||
| 43 | PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC | 101,408 | 1,101,000 | 0.59% | ||
| 44 | SYMMETRY PEAK MANAGEMENT LLC | 100,000 | 1,086,000 | 0.58% | Call | |
| 45 | ClariVest Asset Management LLC | 93,579 | 1,017,000 | 0.54% | ||
| 46 | Nine Chapters Capital Management LLC | 67,800 | 736,000 | 0.39% | ||
| 47 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 64,808 | 704,000 | 0.38% | ||
| 48 | GOLDMAN SACHS GROUP INC | 61,800 | 671,000 | 0.36% | Put | |
| 49 | CITIGROUP INC | 59,518 | 646,000 | 0.35% | ||
| 50 | VAN ECK ASSOCIATES CORP | 45,122 | 490,000 | 0.26% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
