| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CAUSEWAY CAPITAL MANAGEMENT LLC | 1,652,800 | 16,032,000 | 10.94% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,270,183 | 12,321,000 | 8.41% | ||
| 3 | MORGAN STANLEY | 1,144,199 | 11,099,000 | 7.58% | ||
| 4 | Central Asset Investments & Management Holdings (HK) Ltd | 901,038 | 8,740,000 | 5.97% | ||
| 5 | PRUDENTIAL FINANCIAL INC | 856,300 | 8,306,000 | 5.67% | ||
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 780,300 | 7,569,000 | 5.17% | Call | |
| 7 | GSA CAPITAL PARTNERS LLP | 601,083 | 5,831,000 | 3.98% | ||
| 8 | Orca Investment Management, LLC | 562,455 | 5,456,000 | 3.72% | ||
| 9 | Guinness Asset Management LTD | 549,782 | 5,333,000 | 3.64% | ||
| 10 | Invesco Ltd. | 506,182 | 4,910,000 | 3.35% | ||
| 11 | OXFORD ASSET MANAGEMENT LLP | 459,193 | 4,394,000 | 3.00% | ||
| 12 | ACADIAN ASSET MANAGEMENT LLC | 387,996 | 3,763,000 | 2.57% | ||
| 13 | CREDIT SUISSE AG/ | 361,763 | 3,509,000 | 2.40% | ||
| 14 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 310,759 | 3,014,000 | 2.06% | ||
| 15 | SG Americas Securities, LLC | 306,189 | 2,970,000 | 2.03% | ||
| 16 | RUSSELL FRANK CO/ | 307,900 | 2,951,000 | 2.01% | ||
| 17 | Numeric Investors LLC | 279,055 | 2,707,000 | 1.85% | ||
| 18 | EverPoint Asset Management, LLC | 271,991 | 2,638,000 | 1.80% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 247,293 | 2,398,000 | 1.64% | ||
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 226,000 | 2,192,000 | 1.50% | Put | |
| 21 | BARCLAYS PLC | 221,600 | 1,995,000 | 1.36% | Call | |
| 22 | BNP PARIBAS FINANCIAL MARKETS | 182,768 | 1,772,850 | 1.21% | ||
| 23 | HSBC HOLDINGS PLC | 180,742 | 1,753,000 | 1.20% | ||
| 24 | TWO SIGMA INVESTMENTS, LP | 167,519 | 1,625,000 | 1.11% | ||
| 25 | BARCLAYS PLC | 178,519 | 1,607,000 | 1.10% | ||
| 26 | Empyrean Capital Partners, LP | 165,000 | 1,601,000 | 1.09% | ||
| 27 | Guinness Atkinson Asset Management Inc | 156,920 | 1,522,000 | 1.04% | ||
| 28 | MARSHALL WACE, LLP | 141,156 | 1,369,000 | 0.93% | ||
| 29 | Spot Trading L.L.C | 111,700 | 1,083,000 | 0.74% | Call | |
| 30 | DEUTSCHE BANK AG\ | 107,113 | 1,038,000 | 0.71% | ||
| 31 | GROUP ONE TRADING LLC | 100,340 | 973,000 | 0.66% | ||
| 32 | BlackRock Institutional Trust Company, N.A. | 87,338 | 847,000 | 0.58% | ||
| 33 | BANK OF AMERICA CORP /DE/ | 77,464 | 751,000 | 0.51% | ||
| 34 | CITIGROUP INC | 64,519 | 626,000 | 0.43% | ||
| 35 | OMERS ADMINISTRATION Corp | 60,200 | 584,000 | 0.40% | ||
| 36 | Virtu KCG Holdings LLC | 59,669 | 579,000 | 0.40% | ||
| 37 | STATE STREET CORP | 57,856 | 561,000 | 0.38% | ||
| 38 | Trexquant Investment LP | 51,810 | 503,000 | 0.34% | ||
| 39 | Aperio Group, LLC | 51,615 | 501,000 | 0.34% | SH | |
| 40 | PEAK6 Group LLC | 51,678 | 501,000 | 0.34% | ||
| 41 | Jefferies Group LLC | 44,468 | 431,000 | 0.29% | ||
| 42 | Teton Advisors, Inc. | 39,200 | 380,000 | 0.26% | ||
| 43 | VAN ECK ASSOCIATES CORP | 38,358 | 372,000 | 0.25% | ||
| 44 | FIRST TRUST ADVISORS LP | 37,324 | 362,000 | 0.25% | ||
| 45 | SHELTON CAPITAL MANAGEMENT | 35,000 | 340,000 | 0.23% | ||
| 46 | GOLDMAN SACHS GROUP INC | 34,774 | 337,000 | 0.23% | ||
| 47 | Spot Trading L.L.C | 34,400 | 334,000 | 0.23% | Put | |
| 48 | JANE STREET GROUP, LLC | 33,900 | 329,000 | 0.22% | Call | |
| 49 | CUTLER GROUP LLC / CA | 33,512 | 325,000 | 0.22% | ||
| 50 | Quantitative Investment Management, LLC | 32,900 | 319,000 | 0.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
