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LUNA INNOVATIONS
LUNA INNOVATIONS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 23 Institutional holders with a total value of $2,866,403.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Potomac Capital Management, Inc. 553,471 570,000 19.89%
2 REGENTATLANTIC CAPITAL LLC 6,356 562,000 19.61%
3 FIRST WILSHIRE SECURITIES MANAGEMENT INC 359,796 371,000 12.94%
4 VANGUARD GROUP INC 255,383 263,000 9.18%
5 EQUITEC PROPRIETARY MARKETS, LLC 241,729 249,000 8.69%
6 BlackRock Institutional Trust Company, N.A. 208,480 215,000 7.50%
7 NEEDHAM INVESTMENT MANAGEMENT LLC 105,939 109,000 3.80%
8 THOMPSON DAVIS & CO., INC. 98,178 101,000 3.52%
9 RENAISSANCE TECHNOLOGIES LLC 91,405 94,000 3.28%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 84,238 87,000 3.04%
11 DIMENSIONAL FUND ADVISORS LP 55,053 57,000 1.99%
12 SHEPHERD KAPLAN KROCHUK, LLC 42,618 44,000 1.54%
13 GEODE CAPITAL MANAGEMENT, LLC 41,071 42,000 1.47%
14 Yakira Capital Management, Inc. 34,483 36,000 1.26% SH
15 Janney Montgomery Scott LLC 21,750 22,403 0.78%
16 NORTHERN TRUST CORP 21,994 22,000 0.77%
17 GOLDMAN SACHS GROUP INC 10,605 11,000 0.38%
18 BlackRock Investment Management, LLC 4,317 4,000 0.14%
19 MSI Financial Services Inc 2,000 2,000 0.07%
20 CITIGROUP INC 2,350 2,000 0.07%
21 SPHINX TRADING, LP 1,271 1,000 0.03%
22 MORGAN STANLEY 681 1,000 0.03%
23 UBS Group AG 1,552 1,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.