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LUNA INNOVATIONS
LUNA INNOVATIONS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 24 Institutional holders with a total value of $2,631,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST WILSHIRE SECURITIES MANAGEMENT INC 411,421 510,000 19.38%
2 RENAISSANCE TECHNOLOGIES LLC 261,005 324,000 12.31%
3 VANGUARD GROUP INC 257,283 319,000 12.12%
4 THOMPSON DAVIS & CO., INC. 253,563 314,000 11.93%
5 BlackRock Institutional Trust Company, N.A. 208,480 259,000 9.84%
6 GENEOS WEALTH MANAGEMENT INC. 170,001 210,000 7.98%
7 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 84,238 105,000 3.99%
8 SHEPHERD KAPLAN KROCHUK, LLC 83,200 103,000 3.91%
9 RAYMOND JAMES & ASSOCIATES 81,459 101,000 3.84%
10 DEUTSCHE BANK AG\ 63,518 78,000 2.96%
11 Janney Montgomery Scott LLC 58,750 69,000 2.62%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 40,863 51,000 1.94%
13 GEODE CAPITAL MANAGEMENT, LLC 41,071 50,000 1.90%
14 Yakira Capital Management, Inc. 34,483 43,000 1.63% SH
15 NORTHERN TRUST CORP 25,776 32,000 1.22%
16 GUGGENHEIM CAPITAL LLC 13,349 17,000 0.65%
17 GOLDMAN SACHS GROUP INC 10,556 13,000 0.49%
18 Bank of New York Mellon Corp 10,221 13,000 0.49%
19 BlackRock Fund Advisors 6,266 8,000 0.30%
20 CITIGROUP INC 5,350 7,000 0.27%
21 ROYAL BANK OF CANADA 4,000 5,000 0.19%
22 BANK OF AMERICA CORP /DE/ 86 0 0.00%
23 Tower Research Capital LLC (TRC) 73 0 0.00%
24 UBS Group AG 221 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.