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LUNA INNOVATIONS
LUNA INNOVATIONS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 22 Institutional holders with a total value of $1,622,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST WILSHIRE SECURITIES MANAGEMENT INC 359,796 389,000 23.98%
2 VANGUARD GROUP INC 255,383 276,000 17.02%
3 BlackRock Institutional Trust Company, N.A. 208,480 225,000 13.87%
4 THOMPSON DAVIS & CO., INC. 200,306 216,000 13.32%
5 RENAISSANCE TECHNOLOGIES LLC 144,736 156,000 9.62%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 84,238 91,000 5.61%
7 EQUITEC PROPRIETARY MARKETS, LLC 53,898 58,000 3.58%
8 GEODE CAPITAL MANAGEMENT, LLC 41,071 44,000 2.71%
9 Yakira Capital Management, Inc. 34,483 37,000 2.28% SH
10 Janney Montgomery Scott LLC 26,750 29,000 1.79%
11 NORTHERN TRUST CORP 25,776 28,000 1.73%
12 GOLDMAN SACHS GROUP INC 17,597 19,000 1.17%
13 DIMENSIONAL FUND ADVISORS LP 11,013 12,000 0.74%
14 GUGGENHEIM CAPITAL LLC 10,000 11,000 0.68%
15 Virtu KCG Holdings LLC 10,304 11,000 0.68%
16 CITIGROUP INC 5,397 6,000 0.37%
17 BlackRock Fund Advisors 4,740 5,000 0.31%
18 BlackRock Investment Management, LLC 4,317 5,000 0.31%
19 DEUTSCHE BANK AG\ 2,331 2,000 0.12%
20 Tower Research Capital LLC (TRC) 765 1,000 0.06%
21 UBS Group AG 791 1,000 0.06%
22 MORGAN STANLEY 48 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.