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LUNA INNOVATIONS
LUNA INNOVATIONS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 23 Institutional holders with a total value of $1,984,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 180 0 0.00%
2 WELLS FARGO & COMPANY/MN 443 0 0.00%
3 UBS Group AG 221 0 0.00%
4 MORGAN STANLEY 49 0 0.00%
5 EQUITEC PROPRIETARY MARKETS, LLC 2,200 2,000 0.10%
6 BlackRock Investment Management, LLC 4,317 5,000 0.25%
7 CITIGROUP INC 5,370 6,000 0.30%
8 BlackRock Fund Advisors 5,818 6,000 0.30%
9 GUGGENHEIM CAPITAL LLC 13,349 14,000 0.71%
10 DEUTSCHE BANK AG\ 23,533 24,000 1.21%
11 NORTHERN TRUST CORP 25,776 27,000 1.36%
12 CITADEL ADVISORS LLC 28,895 30,000 1.51%
13 Yakira Capital Management, Inc. 34,483 36,000 1.81% SH
14 GEODE CAPITAL MANAGEMENT, LLC 41,071 43,000 2.17%
15 RAYMOND JAMES & ASSOCIATES 81,459 86,000 4.33%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 84,238 88,000 4.44%
17 SHEPHERD KAPLAN KROCHUK, LLC 97,000 102,000 5.14%
18 GENEOS WEALTH MANAGEMENT INC. 170,001 181,000 9.12%
19 RENAISSANCE TECHNOLOGIES LLC 190,505 200,000 10.08%
20 BlackRock Institutional Trust Company, N.A. 208,480 219,000 11.04%
21 THOMPSON DAVIS & CO., INC. 211,948 223,000 11.24%
22 VANGUARD GROUP INC 255,383 268,000 13.51%
23 FIRST WILSHIRE SECURITIES MANAGEMENT INC 403,896 424,000 21.37%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.