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LUNA INNOVATIONS
LUNA INNOVATIONS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 24 Institutional holders with a total value of $3,553,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST WILSHIRE SECURITIES MANAGEMENT INC 438,221 644,000 18.13%
2 VANGUARD GROUP INC 355,189 522,000 14.69%
3 RENAISSANCE TECHNOLOGIES LLC 330,205 485,000 13.65%
4 THOMPSON DAVIS & CO., INC. 291,242 428,000 12.05%
5 BlackRock Institutional Trust Company, N.A. 208,480 306,000 8.61%
6 GENEOS WEALTH MANAGEMENT INC. 160,001 235,000 6.61%
7 GEODE CAPITAL MANAGEMENT, LLC 138,541 203,000 5.71%
8 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 84,238 124,000 3.49%
9 RAYMOND JAMES & ASSOCIATES 81,459 120,000 3.38%
10 Spark Investment Management LLC 80,700 118,000 3.32%
11 PERRITT CAPITAL MANAGEMENT INC 65,700 97,000 2.73%
12 PANAGORA ASSET MANAGEMENT INC 50,325 74,000 2.08%
13 Janney Montgomery Scott LLC 40,000 59,000 1.66%
14 Yakira Capital Management, Inc. 34,483 51,000 1.44% SH
15 NORTHERN TRUST CORP 26,009 38,000 1.07%
16 GUGGENHEIM CAPITAL LLC 13,151 19,000 0.53%
17 BlackRock Fund Advisors 9,173 13,000 0.37%
18 US BANCORP \DE\ 3,500 5,000 0.14%
19 ROYAL BANK OF CANADA 3,000 4,000 0.11%
20 SALEM INVESTMENT COUNSELORS INC 1,906 3,000 0.08%
21 CITIGROUP INC 2,000 3,000 0.08%
22 WELLS FARGO & COMPANY/MN 1,551 2,000 0.06%
23 UBS Group AG 455 0 0.00%
24 BANK OF AMERICA CORP /DE/ 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.