| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AWM Investment Company, Inc. | 491,938 | 2,160,000 | 42.87% | ||
| 2 | DIALECTIC CAPITAL MANAGEMENT, LP | 215,222 | 945,000 | 18.76% | ||
| 3 | STIFEL FINANCIAL CORP | 113,630 | 499,000 | 9.90% | ||
| 4 | PERRITT CAPITAL MANAGEMENT INC | 113,300 | 497,000 | 9.87% | ||
| 5 | RTW INVESTMENTS, LP | 90,404 | 397,000 | 7.88% | ||
| 6 | BARD ASSOCIATES INC | 76,600 | 336,000 | 6.67% | ||
| 7 | GARRISON BRADFORD & ASSOCIATES INC | 34,000 | 149,000 | 2.96% | ||
| 8 | UBS Group AG | 11,579 | 51,000 | 1.01% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 500 | 2,000 | 0.04% | ||
| 10 | Tower Research Capital LLC (TRC) | 200 | 1,000 | 0.02% | ||
| 11 | BlackRock Finance, Inc. | 309 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
