| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEXT Financial Group, Inc | 600 | 14,000 | 0.06% | ||
| 2 | Financial Architects, Inc | 990 | 24,000 | 0.10% | ||
| 3 | AMERICAN INTERNATIONAL GROUP, INC. | 1,061 | 25,413 | 0.11% | ||
| 4 | ROYAL BANK OF CANADA | 1,729 | 41,000 | 0.17% | ||
| 5 | RISK PARADIGM GROUP, LLC | 1,790 | 42,888 | 0.18% | ||
| 6 | US BANCORP \DE\ | 4,530 | 109,000 | 0.46% | ||
| 7 | MSI Financial Services Inc | 5,830 | 140,000 | 0.60% | ||
| 8 | CITIGROUP INC | 7,245 | 174,000 | 0.74% | ||
| 9 | Commonwealth Equity Services, Inc | 11,776 | 282,000 | 1.20% | ||
| 10 | NWAM LLC | 14,000 | 342,000 | 1.46% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 15,912 | 382,000 | 1.63% | ||
| 12 | Yorktown Management & Research Co Inc | 16,900 | 405,000 | 1.72% | ||
| 13 | SIT INVESTMENT ASSOCIATES INC | 19,075 | 457,000 | 1.95% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,300 | 534,000 | 2.27% | ||
| 15 | Janney Montgomery Scott LLC | 32,439 | 777,238 | 3.31% | ||
| 16 | WELLS FARGO & COMPANY/MN | 36,194 | 867,000 | 3.69% | ||
| 17 | UBS Group AG | 57,170 | 1,370,000 | 5.83% | ||
| 18 | Invesco Ltd. | 59,853 | 1,434,000 | 6.10% | ||
| 19 | MORGAN STANLEY | 85,800 | 2,056,000 | 8.75% | ||
| 20 | LPL Financial LLC | 87,098 | 2,115,000 | 9.00% | ||
| 21 | Horizon Kinetics LLC | 127,873 | 3,064,000 | 13.04% | ||
| 22 | BESSEMER GROUP INC | 176,419 | 4,227,000 | 17.99% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 192,452 | 4,611,000 | 19.63% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
