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WESTERN ASSET MTG DEFINED OP
WESTERN ASSET MTG DEFINED OP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 28 Institutional holders with a total value of $23,754,554.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 165,357 4,363,000 18.37%
2 MORGAN STANLEY 142,292 3,755,000 15.81%
3 MML INVESTORS SERVICES, INC. 120,762 3,187,000 13.42%
4 Commonwealth Equity Services, Inc 78,590 2,074,000 8.73%
5 Cambridge Investment Research Advisors, Inc. 75,564 1,994,000 8.39%
6 Horizon Kinetics LLC 68,274 1,802,000 7.59%
7 UBS Group AG 54,529 1,439,000 6.06%
8 ROYAL BANK OF CANADA 46,182 1,219,000 5.13%
9 ADVISOR GROUP, INC. 25,496 673,000 2.83%
10 BESSEMER GROUP INC 23,462 619,000 2.61%
11 WELLS FARGO & COMPANY/MN 17,378 459,000 1.93%
12 IFP ADVISORS, INC 17,214 454,000 1.91%
13 AMERIPRISE FINANCIAL INC 14,849 392,000 1.65%
14 Global X Management CO LLC 11,806 310,000 1.31%
15 Cetera Advisors LLC 10,520 280,000 1.18%
16 CETERA INVESTMENT ADVISERS 10,520 280,000 1.18%
17 Janney Montgomery Scott LLC 7,927 209,000 0.88%
18 JACOBI CAPITAL MANAGEMENT LLC 1,532 41,000 0.17%
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,500 40,000 0.17%
20 RPG FAMILY WEALTH ADVISORY, LLC 1,318 34,782 0.15%
21 People's United Financial, Inc. 1,000 26,000 0.11%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 921 24,000 0.10%
23 Winslow, Evans & Crocker, Inc. 825 21,772 0.09%
24 GENEOS WEALTH MANAGEMENT INC. 800 21,000 0.09%
25 V WEALTH MANAGEMENT,LLC 630 17,000 0.07%
26 NEXT Financial Group, Inc 600 16,000 0.07%
27 PENSERRA CAPITAL MANAGEMENT LLC 162 4,000 0.02%
28 CITIGROUP INC 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.