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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 57 Institutional holders with a total value of $273,403,321.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NEXT Financial Group, Inc 37 2,000 0.00%
3 Concert Wealth Management Inc. 68 4,000 0.00%
4 IFP ADVISORS, INC 97 6,000 0.00%
5 JPMORGAN CHASE & CO 111 7,000 0.00%
6 Transamerica Financial Advisors, LLC 158 10,000 0.00%
7 NewSquare Capital LLC 180 11,000 0.00%
8 BlackRock Finance, Inc. 174 11,000 0.00%
9 FIFTH THIRD BANCORP 259 16,000 0.01%
10 EDMOND DE ROTHSCHILD HOLDING S.A. 309 19,000 0.01%
11 REILLY FINANCIAL ADVISORS, LLC 347 21,000 0.01%
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 571 35,000 0.01%
13 BANK OF MONTREAL /CAN/ 1,025 63,000 0.02%
14 MSI Financial Services Inc 2,263 139,000 0.05%
15 ADVISOR GROUP, INC. 2,585 158,000 0.06%
16 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 2,986 183,000 0.07%
17 Creative Planning 3,098 190,000 0.07%
18 Bank of New York Mellon Corp 3,313 203,000 0.07%
19 PNC FINANCIAL SERVICES GROUP, INC. 3,574 219,000 0.08%
20 Rex Capital Advisors, LLC 3,647 224,000 0.08%
21 Advisory Services Network, LLC 3,886 238,000 0.09%
22 iAB Financial Bank 5,775 354,000 0.13%
23 Legacy Private Trust Co. 5,864 360,000 0.13%
24 DRW Securities, LLC 5,988 367,000 0.13%
25 BB&T SECURITIES, LLC 6,678 409,000 0.15%
26 ARS Wealth Advisors, LLC 8,000 491,000 0.18%
27 HighTower Advisors, LLC 8,248 505,000 0.18%
28 REGIONS FINANCIAL CORP 8,861 544,000 0.20%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,946 610,000 0.22%
30 HUNTINGTON NATIONAL BANK 10,440 640,000 0.23%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,195 748,000 0.27%
32 AGF INVESTMENTS INC. 14,070 863,000 0.32%
33 CORNERSTONE WEALTH MANAGEMENT, LLC 15,306 935,000 0.34%
34 AMERICAFIRST CAPITAL MANAGEMENT, LLC 16,199 993,647 0.36%
35 Virtu KCG Holdings LLC 18,861 1,157,000 0.42%
36 SNOWDEN CAPITAL ADVISORS LLC 19,833 1,216,556 0.44%
37 Blue Edge Capital, LLC 22,043 1,352,118 0.49%
38 ROYAL BANK OF CANADA 26,445 1,621,000 0.59%
39 WOLVERINE TRADING LP /BD 39,104 2,400,000 0.88%
40 ENVESTNET ASSET MANAGEMENT INC 45,676 2,802,000 1.02%
41 XPONANCE LLC 56,266 3,451,000 1.26%
42 AMERIPRISE FINANCIAL INC 60,007 3,681,000 1.35%
43 ASSETMARK, INC 68,884 4,225,000 1.55%
44 LPL Financial LLC 70,049 4,279,000 1.57%
45 MORGAN STANLEY 70,281 4,311,000 1.58%
46 PHILADELPHIA TRUST CO 82,650 5,070,000 1.85%
47 Private Advisor Group, LLC 84,011 5,131,000 1.88%
48 STATE STREET CORP 98,590 6,047,000 2.21%
49 Stadion Money Management, LLC 111,681 6,851,000 2.51%
50 COMERICA BANK 114,722 6,992,000 2.56%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.