| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FRANKLIN RESOURCES INC | 2,271,700 | 29,668,000 | 29.86% | ||
| 2 | BANK OF MONTREAL /CAN/ | 824,596 | 10,769,000 | 10.84% | ||
| 3 | WELLS FARGO & COMPANY/MN | 785,138 | 10,254,000 | 10.32% | ||
| 4 | ALLIANCEBERNSTEIN L.P. | 707,077 | 9,234,000 | 9.29% | ||
| 5 | BAKER BROS. ADVISORS LP | 484,156 | 6,323,000 | 6.36% | ||
| 6 | MARXE AUSTIN W & GREENHOUSE DAVID M | 470,595 | 6,146,000 | 6.19% | ||
| 7 | BLACKROCK ADVISORS LLC | 416,200 | 5,436,000 | 5.47% | ||
| 8 | BOGLE INVESTMENT MANAGEMENT L P /DE/ | 240,006 | 3,134,000 | 3.15% | ||
| 9 | RENAISSANCE TECHNOLOGIES LLC | 150,200 | 1,962,000 | 1.97% | ||
| 10 | HSBC HOLDINGS PLC | 144,000 | 1,875,000 | 1.89% | ||
| 11 | MILLENNIUM MANAGEMENT LLC | 142,826 | 1,865,000 | 1.88% | ||
| 12 | BlackRock Group LTD | 113,900 | 1,488,000 | 1.50% | ||
| 13 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 89,656 | 1,169,000 | 1.18% | ||
| 14 | Nationwide Fund Advisors | 66,552 | 869,000 | 0.87% | ||
| 15 | I.G. INVESTMENT MANAGEMENT, LTD. | 63,750 | 831,000 | 0.84% | ||
| 16 | NOMURA HOLDINGS INC | 59,566 | 777,000 | 0.78% | ||
| 17 | BlackRock Finance, Inc. | 58,200 | 760,000 | 0.76% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 54,500 | 712,000 | 0.72% | Call | |
| 19 | DEUTSCHE BANK AG\ | 53,246 | 695,000 | 0.70% | ||
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 39,600 | 517,000 | 0.52% | Put | |
| 21 | DRIEHAUS CAPITAL MANAGEMENT LLC | 33,932 | 443,000 | 0.45% | ||
| 22 | STIFEL FINANCIAL CORP | 33,950 | 443,000 | 0.45% | ||
| 23 | CREDIT SUISSE AG/ | 33,688 | 440,000 | 0.44% | ||
| 24 | ROYAL BANK OF CANADA | 33,590 | 439,000 | 0.44% | ||
| 25 | TFS CAPITAL LLC | 30,625 | 400,000 | 0.40% | ||
| 26 | MORGAN STANLEY | 25,348 | 331,000 | 0.33% | ||
| 27 | Virtu KCG Holdings LLC | 25,213 | 329,000 | 0.33% | ||
| 28 | D. E. Shaw & Co., Inc. | 25,000 | 327,000 | 0.33% | Call | |
| 29 | BlackRock Investment Management, LLC | 24,000 | 313,000 | 0.32% | ||
| 30 | GROUP ONE TRADING LLC | 21,264 | 278,000 | 0.28% | ||
| 31 | GOLDMAN SACHS GROUP INC | 13,500 | 176,000 | 0.18% | Call | |
| 32 | BANK OF AMERICA CORP /DE/ | 12,730 | 166,000 | 0.17% | ||
| 33 | BlackRock Institutional Trust Company, N.A. | 12,271 | 160,000 | 0.16% | ||
| 34 | EMERALD ADVISERS, LLC | 10,847 | 142,000 | 0.14% | ||
| 35 | Spark Investment Management LLC | 10,300 | 134,000 | 0.13% | ||
| 36 | Invesco Ltd. | 7,158 | 93,000 | 0.09% | ||
| 37 | ACADIAN ASSET MANAGEMENT LLC | 5,799 | 76,000 | 0.08% | ||
| 38 | GOLDMAN SACHS GROUP INC | 4,067 | 53,000 | 0.05% | ||
| 39 | CITIGROUP INC | 2,647 | 35,000 | 0.04% | ||
| 40 | CITADEL ADVISORS LLC | 2,578 | 34,000 | 0.03% | ||
| 41 | TORONTO DOMINION BANK | 2,000 | 26,000 | 0.03% | Call | |
| 42 | UBS AG | 1,500 | 20,000 | 0.02% | ||
| 43 | Tower Research Capital LLC (TRC) | 737 | 10,000 | 0.01% | ||
| 44 | UBS AG | 100 | 1,000 | 0.00% | Call | |
| 45 | TORONTO DOMINION BANK | 17 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
