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IMMUNOCELLULAR THERAPEUTICS
IMMUNOCELLULAR THERAPEUTICS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 4 Institutional holders with a total value of $480,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Anson Funds Management LP 117,188 240,000 50.00%
2 SABBY MANAGEMENT, LLC 383,471 192,000 40.00%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 93,737 47,000 9.79%
4 UBS Group AG 1,222 1,000 0.21%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.