| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RATIONAL ADVISORS, INC. | 138,810 | 5,067,000 | 93.96% | PRN | |
| 2 | HUNTINGTON NATIONAL BANK | 7,041 | 257,000 | 4.77% | PRN | |
| 3 | UBS Group AG | 1,282 | 47,000 | 0.87% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 7,000 | 0.13% | ||
| 5 | AMERICAN INTERNATIONAL GROUP, INC. | 191 | 6,972 | 0.13% | ||
| 6 | Gradient Investments LLC | 100 | 4,000 | 0.07% | ||
| 7 | B. Riley Wealth Advisors, Inc. | 100 | 4,000 | 0.07% | ||
| 8 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
