| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RATIONAL ADVISORS, INC. | 68,235 | 2,397,000 | 72.20% | PRN | |
| 2 | Virtu KCG Holdings LLC | 14,274 | 502,000 | 15.12% | ||
| 3 | LPL Financial LLC | 6,428 | 231,000 | 6.96% | ||
| 4 | HUNTINGTON NATIONAL BANK | 2,900 | 102,000 | 3.07% | PRN | |
| 5 | UBS Group AG | 1,230 | 43,000 | 1.30% | ||
| 6 | ROYAL BANK OF CANADA | 1,102 | 38,000 | 1.14% | ||
| 7 | AMERICAN INTERNATIONAL GROUP, INC. | 191 | 7,000 | 0.21% | ||
| 8 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
