| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RATIONAL ADVISORS, INC. | 70,826 | 2,698,000 | 73.41% | PRN | |
| 2 | Virtu KCG Holdings LLC | 15,320 | 584,000 | 15.89% | ||
| 3 | LPL Financial LLC | 6,109 | 229,000 | 6.23% | ||
| 4 | HUNTINGTON NATIONAL BANK | 2,900 | 110,000 | 2.99% | PRN | |
| 5 | UBS Group AG | 1,140 | 43,000 | 1.17% | ||
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 191 | 7,275 | 0.20% | ||
| 7 | Gradient Investments LLC | 100 | 4,000 | 0.11% | ||
| 8 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
