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MIDDLEFIELD BANC CORP
MIDDLEFIELD BANC CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 13 Institutional holders with a total value of $3,007,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 30,963 948,000 31.53%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 15,318 469,000 15.60%
3 ANCORA PRIVATE WEALTH ADVISORS, LLC 12,500 383,000 12.74%
4 WELLINGTON MANAGEMENT GROUP LLP 10,351 317,000 10.54%
5 Riggs Asset Managment Co. Inc. 10,000 306,000 10.18%
6 FIRSTMERIT BANK N A TRUSTEE 7,657 234,000 7.78%
7 HUNTINGTON NATIONAL BANK 6,336 194,000 6.45%
8 WELLS FARGO & COMPANY/MN 2,748 84,000 2.79%
9 UBS Group AG 2,012 62,000 2.06%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 200 6,000 0.20%
11 CITIGROUP INC 90 3,000 0.10%
12 Tower Research Capital LLC (TRC) 25 1,000 0.03%
13 MORGAN STANLEY 4 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.