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MIDDLEFIELD BANC CORP
MIDDLEFIELD BANC CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 13 Institutional holders with a total value of $3,669,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 36,941 1,430,000 38.98%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 15,318 593,000 16.16%
3 HUNTINGTON NATIONAL BANK 12,515 485,000 13.22%
4 GENDELL JEFFREY L 11,235 435,000 11.86%
5 Riggs Asset Managment Co. Inc. 9,750 377,000 10.28%
6 WELLS FARGO & COMPANY/MN 2,916 113,000 3.08%
7 BANK OF AMERICA CORP /DE/ 2,850 110,000 3.00%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,300 50,000 1.36%
9 UBS Group AG 1,000 39,000 1.06%
10 BlackRock Investment Management, LLC 337 13,000 0.35%
11 BlackRock Fund Advisors 269 10,000 0.27%
12 Tower Research Capital LLC (TRC) 253 10,000 0.27%
13 MORGAN STANLEY 100 4,000 0.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.