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MIDDLEFIELD BANC CORP
MIDDLEFIELD BANC CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 17 Institutional holders with a total value of $3,523,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANC FUNDS CO LLC 30,963 1,003,000 28.47%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 15,318 496,000 14.08%
3 ANCORA PRIVATE WEALTH ADVISORS, LLC 12,500 405,000 11.50%
4 WELLINGTON MANAGEMENT GROUP LLP 10,351 336,000 9.54%
5 Riggs Asset Managment Co. Inc. 10,000 324,000 9.20%
6 FIRSTMERIT BANK N A TRUSTEE 7,657 248,000 7.04%
7 KEYBANK NATIONAL ASSOCIATION/OH 6,484 210,000 5.96%
8 HUNTINGTON NATIONAL BANK 6,336 205,000 5.82%
9 BANK OF AMERICA CORP /DE/ 2,854 92,000 2.61%
10 WELLS FARGO & COMPANY/MN 2,748 89,000 2.53%
11 UBS Group AG 1,573 51,000 1.45%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 32,000 0.91%
13 Tower Research Capital LLC (TRC) 562 18,000 0.51%
14 BlackRock Fund Advisors 269 9,000 0.26%
15 ACADIAN ASSET MANAGEMENT LLC 105 3,000 0.09%
16 MORGAN STANLEY 18 1,000 0.03%
17 CITIGROUP INC 24 1,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.