| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CAPSTONE ASSET MANAGEMENT CO | 171,133 | 4,388,000 | 64.73% | ||
| 2 | AMERIPRISE FINANCIAL INC | 42,523 | 1,090,000 | 16.08% | ||
| 3 | Smith Affiliated Capital Corp. | 24,000 | 615,360 | 9.08% | PRN | |
| 4 | FULTON BREAKEFIELD BROENNIMAN LLC | 19,965 | 512,000 | 7.55% | ||
| 5 | REILLY FINANCIAL ADVISORS, LLC | 6,800 | 174,000 | 2.57% | ||
| 6 | MYCIO WEALTH PARTNERS, LLC | 14 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
