| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CAPSTONE ASSET MANAGEMENT CO | 201,525 | 4,554,000 | 60.76% | ||
| 2 | AMERIPRISE FINANCIAL INC | 51,822 | 1,171,000 | 15.62% | ||
| 3 | Smith Affiliated Capital Corp. | 36,600 | 827,160 | 11.04% | PRN | |
| 4 | FULTON BREAKEFIELD BROENNIMAN LLC | 23,040 | 521,000 | 6.95% | ||
| 5 | Altavista Wealth Management, Inc. | 12,955 | 293,000 | 3.91% | ||
| 6 | BELL ROCK CAPITAL LLC | 5,305 | 119,000 | 1.59% | ||
| 7 | INTELLECTUS PARTNERS, LLC | 396 | 9,000 | 0.12% | ||
| 8 | Estabrook Capital Management | 24 | 542 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
