| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CAPSTONE ASSET MANAGEMENT CO | 180,313 | 4,703,000 | 67.24% | ||
| 2 | AMERIPRISE FINANCIAL INC | 41,890 | 1,093,000 | 15.63% | ||
| 3 | Smith Affiliated Capital Corp. | 24,000 | 625,920 | 8.95% | PRN | |
| 4 | FULTON BREAKEFIELD BROENNIMAN LLC | 21,915 | 571,000 | 8.16% | ||
| 5 | MYCIO WEALTH PARTNERS, LLC | 25 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
