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NEURALSTEM INCORPORATED
NEURALSTEM INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 32 Institutional holders with a total value of $1,905,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 3,093,692 854,000 44.83%
2 GEODE CAPITAL MANAGEMENT, LLC 1,026,405 283,000 14.86%
3 BlackRock Institutional Trust Company, N.A. 968,536 265,000 13.91%
4 BLAIR WILLIAM & CO/IL 418,942 115,000 6.04%
5 SABBY MANAGEMENT, LLC 229,521 63,000 3.31%
6 B. Riley Wealth Advisors, Inc. 167,500 46,000 2.41%
7 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 155,700 43,000 2.26%
8 NORTHERN TRUST CORP 141,463 39,000 2.05%
9 FIFTH THIRD BANCORP 120,000 33,000 1.73%
10 Virtu KCG Holdings LLC 106,830 29,000 1.52%
11 Bank of New York Mellon Corp 91,969 25,000 1.31%
12 WELLS FARGO & COMPANY/MN 73,775 20,000 1.05%
13 GUGGENHEIM CAPITAL LLC 51,217 14,000 0.73%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 35,397 10,000 0.52%
15 UBS Group AG 29,298 8,000 0.42%
16 BlackRock Fund Advisors 24,841 7,000 0.37%
17 DAVENPORT & Co LLC 24,000 6,000 0.31%
18 FCG ADVISORS, LLC 21,000 6,000 0.31%
19 Commonwealth Equity Services, Inc 18,040 5,000 0.26%
20 BLACKROCK ADVISORS LLC 17,361 5,000 0.26%
21 Cambridge Investment Research Advisors, Inc. 15,500 4,000 0.21%
22 MORGAN STANLEY 14,675 4,000 0.21%
23 PNC FINANCIAL SERVICES GROUP, INC. 16,000 4,000 0.21%
24 FRONT STREET CAPITAL MANAGEMENT, INC. 10,500 3,000 0.16%
25 First Heartland Consultants, Inc. 10,000 3,000 0.16%
26 GOLDMAN SACHS GROUP INC 10,440 3,000 0.16%
27 Janney Montgomery Scott LLC 10,000 3,000 0.16%
28 BANK OF AMERICA CORP /DE/ 8,400 2,000 0.10%
29 ROYAL BANK OF CANADA 7,080 2,000 0.10%
30 GROUP ONE TRADING LLC 4,349 1,000 0.05%
31 ADVISOR GROUP, INC. 1,715 0 0.00%
32 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 3,000 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.