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NEURALSTEM INCORPORATED
NEURALSTEM INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 77 Institutional holders with a total value of $39,747,976.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PUTNAM INVESTMENTS LLC 4,538,109 8,622,000 21.69%
2 VANGUARD GROUP INC 2,911,400 5,531,000 13.92%
3 ALETHEA CAPITAL MANAGEMENT, LLC 2,137,061 4,060,000 10.21%
4 BlackRock Fund Advisors 1,944,576 3,695,000 9.30%
5 BlackRock Institutional Trust Company, N.A. 1,548,890 2,943,000 7.40%
6 STATE STREET CORP 886,030 1,683,000 4.23%
7 NORTHERN TRUST CORP 789,159 1,500,000 3.77%
8 GEODE CAPITAL MANAGEMENT, LLC 509,762 968,000 2.44%
9 J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD 497,919 946,000 2.38%
10 CREDIT SUISSE AG/ 428,304 814,000 2.05%
11 I.G. INVESTMENT MANAGEMENT, LTD. 390,629 742,000 1.87%
12 Bank of New York Mellon Corp 312,193 593,000 1.49%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 155,700 509,000 1.28%
14 CITADEL ADVISORS LLC 250,896 477,000 1.20%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 248,278 472,000 1.19%
16 AMERICAN INTERNATIONAL GROUP, INC. 245,011 465,521 1.17%
17 TIAA CREF INVESTMENT MANAGEMENT LLC 240,461 457,000 1.15%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 220,100 418,000 1.05% Call
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 216,300 411,000 1.03% Put
20 BlackRock Investment Management, LLC 202,815 385,000 0.97%
21 MACKENZIE FINANCIAL CORP 171,700 326,000 0.82%
22 BRIDGEWAY CAPITAL MANAGEMENT, LLC 141,983 270,000 0.68%
23 LPL Financial LLC 134,212 248,000 0.62%
24 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 124,963 237,000 0.60%
25 FIFTH THIRD BANCORP 120,000 228,000 0.57%
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 100,900 192,000 0.48%
27 TEACHERS ADVISORS, LLC 96,503 183,000 0.46%
28 TFS CAPITAL LLC 89,747 171,000 0.43%
29 WELLS FARGO & COMPANY/MN 70,975 136,000 0.34%
30 D. E. Shaw & Co., Inc. 64,305 122,000 0.31%
31 Commonwealth Equity Services, Inc 63,809 121,000 0.30%
32 B. Riley Wealth Advisors, Inc. 61,482 117,000 0.29%
33 Virtu KCG Holdings LLC 61,220 116,000 0.29%
34 RHUMBLINE ADVISERS 54,975 104,000 0.26%
35 BLACKROCK ADVISORS LLC 50,554 96,000 0.24%
36 Nationwide Fund Advisors 50,481 96,000 0.24%
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 50,012 95,000 0.24%
38 Westend Capital Management, LLC 50,000 94,000 0.24%
39 VOYA INVESTMENT MANAGEMENT LLC 45,254 86,000 0.22%
40 GREENLEAF TRUST 40,000 76,000 0.19%
41 MORGAN STANLEY 36,114 69,000 0.17%
42 AQR CAPITAL MANAGEMENT LLC 35,000 67,000 0.17%
43 ALLIANCEBERNSTEIN L.P. 33,000 63,000 0.16%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 31,000 59,000 0.15%
45 GROUP ONE TRADING LLC 29,344 56,000 0.14%
46 DAVENPORT & Co LLC 29,000 55,100 0.14%
47 J.P. Turner & Co Capital Mnagement, LLC 26,900 53,000 0.13%
48 PNC FINANCIAL SERVICES GROUP, INC. 27,000 52,000 0.13%
49 MSI Financial Services Inc 25,000 48,000 0.12%
50 GUGGENHEIM CAPITAL LLC 23,699 45,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.