| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 336,756 | 5,465,000 | 21.12% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 253,894 | 4,121,000 | 15.92% | ||
| 3 | MARINER INVESTMENT GROUP LLC | 185,437 | 3,010,000 | 11.63% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 171,741 | 2,788,000 | 10.77% | ||
| 5 | MACKAY SHIELDS LLC | 129,903 | 2,108,000 | 8.15% | ||
| 6 | NEWGATE CAPITAL MANAGEMENT LLC | 85,695 | 1,391,000 | 5.38% | ||
| 7 | Advisors Asset Management, Inc. | 73,739 | 1,197,000 | 4.63% | ||
| 8 | First Horizon Advisors, Inc. | 52,020 | 844,000 | 3.26% | ||
| 9 | Invesco Ltd. | 43,557 | 707,000 | 2.73% | ||
| 10 | MORGAN STANLEY | 35,000 | 568,000 | 2.19% | ||
| 11 | Capital Investment Advisors, LLC | 33,468 | 543,000 | 2.10% | ||
| 12 | UBS AG | 30,643 | 497,000 | 1.92% | ||
| 13 | WELLS FARGO & COMPANY/MN | 29,606 | 480,000 | 1.85% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 29,359 | 476,000 | 1.84% | ||
| 15 | Nuveen Asset Management, LLC | 23,212 | 377,000 | 1.46% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 21,104 | 342,518 | 1.32% | ||
| 17 | ROYAL BANK OF CANADA | 13,078 | 212,000 | 0.82% | ||
| 18 | Yellowstone Partners, LLC | 11,183 | 182,000 | 0.70% | ||
| 19 | VAN ECK ASSOCIATES CORP | 10,377 | 168,000 | 0.65% | ||
| 20 | B. Riley Wealth Advisors, Inc. | 9,415 | 152,800 | 0.59% | ||
| 21 | Creative Planning | 7,729 | 125,000 | 0.48% | ||
| 22 | MSI Financial Services Inc | 2,300 | 37,000 | 0.14% | ||
| 23 | PRIVATE TRUST CO NA | 2,000 | 32,000 | 0.12% | ||
| 24 | Archford Capital Strategies, LLC | 1,700 | 27,591 | 0.11% | ||
| 25 | SIGNATUREFD, LLC | 1,223 | 20,000 | 0.08% | ||
| 26 | NEW ENGLAND SECURITIES CORP /MA/ | 200 | 3,000 | 0.01% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 3,000 | 0.01% | ||
| 28 | BARCLAYS PLC | 45 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
