| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 377,171 | 6,073,000 | 24.33% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 277,241 | 4,464,000 | 17.88% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 188,248 | 3,030,000 | 12.14% | ||
| 4 | NEWGATE CAPITAL MANAGEMENT LLC | 126,170 | 2,031,000 | 8.14% | ||
| 5 | MACKAY SHIELDS LLC | 120,795 | 1,945,000 | 7.79% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 120,444 | 1,939,000 | 7.77% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 48,164 | 775,000 | 3.10% | ||
| 8 | UBS AG | 45,114 | 726,000 | 2.91% | ||
| 9 | MORGAN STANLEY | 44,847 | 722,000 | 2.89% | ||
| 10 | WELLS FARGO & COMPANY/MN | 38,391 | 618,000 | 2.48% | ||
| 11 | Invesco Ltd. | 37,590 | 605,000 | 2.42% | ||
| 12 | Capital Investment Advisors, LLC | 33,499 | 539,000 | 2.16% | ||
| 13 | Nuveen Asset Management, LLC | 23,212 | 374,000 | 1.50% | ||
| 14 | DOLIVER ADVISORS, LP | 14,144 | 228,000 | 0.91% | ||
| 15 | ROYAL BANK OF CANADA | 13,186 | 212,000 | 0.85% | ||
| 16 | VAN ECK ASSOCIATES CORP | 13,138 | 212,000 | 0.85% | ||
| 17 | Yellowstone Partners, LLC | 11,183 | 180,000 | 0.72% | ||
| 18 | Creative Planning | 8,461 | 136,000 | 0.54% | ||
| 19 | MSI Financial Services Inc | 2,350 | 38,000 | 0.15% | ||
| 20 | PRIVATE TRUST CO NA | 2,000 | 32,000 | 0.13% | ||
| 21 | Archford Capital Strategies, LLC | 1,700 | 27,000 | 0.11% | ||
| 22 | AMERICAN INTERNATIONAL GROUP, INC. | 1,671 | 26,903 | 0.11% | ||
| 23 | SIGNATUREFD, LLC | 1,223 | 20,000 | 0.08% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 275 | 4,000 | 0.02% | ||
| 25 | NEW ENGLAND SECURITIES CORP /MA/ | 200 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
