| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 381,966 | 6,538,000 | 27.89% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 229,991 | 3,937,000 | 16.79% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 217,610 | 3,725,000 | 15.89% | ||
| 4 | MACKAY SHIELDS LLC | 111,906 | 1,916,000 | 8.17% | ||
| 5 | Karpus Management, Inc. | 76,459 | 1,309,000 | 5.58% | ||
| 6 | UBS Group AG | 45,266 | 775,000 | 3.31% | ||
| 7 | MORGAN STANLEY | 45,174 | 773,000 | 3.30% | ||
| 8 | WELLS FARGO & COMPANY/MN | 39,592 | 678,000 | 2.89% | ||
| 9 | Capital Investment Advisors, LLC | 33,530 | 574,000 | 2.45% | ||
| 10 | Invesco Ltd. | 27,497 | 471,000 | 2.01% | ||
| 11 | Liberty Street Advisors, Inc. | 26,599 | 455,000 | 1.94% | ||
| 12 | Nuveen Asset Management, LLC | 23,212 | 397,000 | 1.69% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 19,106 | 328,000 | 1.40% | ||
| 14 | ROYAL BANK OF CANADA | 15,061 | 258,000 | 1.10% | ||
| 15 | VAN ECK ASSOCIATES CORP | 14,206 | 243,000 | 1.04% | ||
| 16 | OPPENHEIMER & CO INC | 12,621 | 216,000 | 0.92% | ||
| 17 | Mariner, LLC | 11,880 | 203,000 | 0.87% | ||
| 18 | Yellowstone Partners, LLC | 11,183 | 191,000 | 0.81% | ||
| 19 | Commonwealth Equity Services, Inc | 10,963 | 188,000 | 0.80% | ||
| 20 | B. Riley Wealth Advisors, Inc. | 8,066 | 138,000 | 0.59% | ||
| 21 | MSI Financial Services Inc | 2,250 | 39,000 | 0.17% | ||
| 22 | Archford Capital Strategies, LLC | 1,700 | 29,000 | 0.12% | ||
| 23 | Creative Planning | 1,327 | 23,000 | 0.10% | ||
| 24 | SIGNATUREFD, LLC | 1,223 | 21,000 | 0.09% | ||
| 25 | CITIGROUP INC | 436 | 7,000 | 0.03% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 275 | 5,000 | 0.02% | ||
| 27 | NEW ENGLAND SECURITIES CORP /MA/ | 200 | 3,000 | 0.01% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 151 | 2,585 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
