| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 457,628 | 6,700,000 | 36.84% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 181,002 | 2,650,000 | 14.57% | ||
| 3 | MORGAN STANLEY | 161,838 | 2,369,000 | 13.03% | ||
| 4 | Invesco Ltd. | 126,168 | 1,847,000 | 10.16% | ||
| 5 | LPL Financial LLC | 117,691 | 1,723,000 | 9.47% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 64,694 | 947,000 | 5.21% | ||
| 7 | MERIDIAN INVESTMENT COUNSEL INC. | 38,000 | 556,000 | 3.06% | ||
| 8 | DEUTSCHE BANK AG\ | 24,815 | 363,000 | 2.00% | ||
| 9 | WELLS FARGO & COMPANY/MN | 22,546 | 330,000 | 1.81% | ||
| 10 | CIBC Private Wealth Group LLC | 17,655 | 257,000 | 1.41% | ||
| 11 | First Allied Advisory Services, Inc. | 11,972 | 175,000 | 0.96% | ||
| 12 | REILLY FINANCIAL ADVISORS, LLC | 5,228 | 77,000 | 0.42% | ||
| 13 | WHITTIER TRUST CO | 4,835 | 71,000 | 0.39% | ||
| 14 | CITIGROUP INC | 2,559 | 37,000 | 0.20% | ||
| 15 | ROYAL BANK OF CANADA | 2,000 | 29,000 | 0.16% | ||
| 16 | OPTIMUM INVESTMENT ADVISORS | 1,300 | 19,000 | 0.10% | ||
| 17 | NEW ENGLAND SECURITIES CORP /MA/ | 989 | 14,000 | 0.08% | ||
| 18 | Blume Capital Management, Inc. | 780 | 11,000 | 0.06% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 600 | 9,000 | 0.05% | ||
| 20 | Tower Research Capital LLC (TRC) | 140 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
