| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 462,947 | 6,866,000 | 39.35% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 160,397 | 2,378,000 | 13.63% | ||
| 3 | MORGAN STANLEY | 118,175 | 1,753,000 | 10.05% | ||
| 4 | LPL Financial LLC | 113,641 | 1,685,000 | 9.66% | ||
| 5 | Invesco Ltd. | 75,430 | 1,119,000 | 6.41% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 65,382 | 970,000 | 5.56% | ||
| 7 | MERIDIAN INVESTMENT COUNSEL INC. | 38,000 | 564,000 | 3.23% | ||
| 8 | DEUTSCHE BANK AG\ | 24,815 | 368,000 | 2.11% | ||
| 9 | WELLS FARGO & COMPANY/MN | 22,016 | 327,000 | 1.87% | ||
| 10 | Blume Capital Management, Inc. | 21,480 | 319,000 | 1.83% | ||
| 11 | Perigon Wealth Management, LLC | 19,576 | 290,000 | 1.66% | ||
| 12 | CIBC Private Wealth Group LLC | 17,655 | 262,000 | 1.50% | ||
| 13 | Commonwealth Equity Services, Inc | 17,545 | 260,000 | 1.49% | ||
| 14 | REILLY FINANCIAL ADVISORS, LLC | 5,250 | 78,000 | 0.45% | ||
| 15 | WHITTIER TRUST CO | 4,835 | 72,000 | 0.41% | ||
| 16 | CITIGROUP INC | 2,481 | 37,000 | 0.21% | ||
| 17 | ROYAL BANK OF CANADA | 2,000 | 30,000 | 0.17% | ||
| 18 | Creative Planning | 1,463 | 22,000 | 0.13% | ||
| 19 | Apriem Advisors | 1,250 | 19,000 | 0.11% | ||
| 20 | OPTIMUM INVESTMENT ADVISORS | 1,300 | 19,000 | 0.11% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 600 | 9,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
