| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 647,045 | 9,389,000 | 36.73% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 206,780 | 3,000,000 | 11.74% | ||
| 3 | LPL Financial LLC | 134,831 | 1,975,000 | 7.73% | ||
| 4 | MORGAN STANLEY | 135,496 | 1,966,000 | 7.69% | ||
| 5 | Advisors Asset Management, Inc. | 129,818 | 1,884,000 | 7.37% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 86,699 | 1,258,000 | 4.92% | ||
| 7 | Invesco Ltd. | 61,349 | 890,000 | 3.48% | ||
| 8 | WELLS FARGO & COMPANY/MN | 50,970 | 739,000 | 2.89% | ||
| 9 | Virtu KCG Holdings LLC | 46,031 | 668,000 | 2.61% | ||
| 10 | Blume Capital Management, Inc. | 38,949 | 565,000 | 2.21% | ||
| 11 | MERIDIAN INVESTMENT COUNSEL INC. | 35,500 | 515,000 | 2.01% | ||
| 12 | Commonwealth Equity Services, Inc | 26,425 | 383,000 | 1.50% | ||
| 13 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 25,100 | 364,000 | 1.42% | ||
| 14 | DEUTSCHE BANK AG\ | 24,815 | 360,000 | 1.41% | ||
| 15 | DOLIVER ADVISORS, LP | 24,336 | 353,000 | 1.38% | ||
| 16 | GOLDMAN SACHS GROUP INC | 19,786 | 287,000 | 1.12% | ||
| 17 | CIBC Private Wealth Group LLC | 17,655 | 256,000 | 1.00% | ||
| 18 | INTEGRATED WEALTH MANAGEMENT | 14,775 | 214,000 | 0.84% | ||
| 19 | TFS CAPITAL LLC | 10,942 | 159,000 | 0.62% | ||
| 20 | REILLY FINANCIAL ADVISORS, LLC | 7,880 | 114,000 | 0.45% | ||
| 21 | WHITTIER TRUST CO | 4,835 | 70,000 | 0.27% | ||
| 22 | CITIGROUP INC | 3,020 | 44,000 | 0.17% | ||
| 23 | Allworth Financial LP | 2,531 | 37,000 | 0.14% | ||
| 24 | ROYAL BANK OF CANADA | 2,000 | 29,000 | 0.11% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 1,481 | 21,000 | 0.08% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,163 | 17,000 | 0.07% | ||
| 27 | Tower Research Capital LLC (TRC) | 206 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
