| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 49,280 | 689,000 | 17.37% | ||
| 2 | Karpus Management, Inc. | 43,152 | 604,000 | 15.23% | ||
| 3 | HighTower Advisors, LLC | 31,549 | 441,000 | 11.12% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 28,900 | 404,000 | 10.19% | PRN | |
| 5 | UBS AG | 28,419 | 398,000 | 10.04% | ||
| 6 | NWAM LLC | 27,000 | 378,000 | 9.53% | ||
| 7 | DOLIVER ADVISORS, LP | 18,421 | 258,000 | 6.51% | ||
| 8 | MORGAN STANLEY | 15,909 | 222,000 | 5.60% | ||
| 9 | GRACE & WHITE INC /NY | 12,901 | 180,000 | 4.54% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 8,489 | 118,000 | 2.98% | ||
| 11 | WELLS FARGO & COMPANY/MN | 7,530 | 105,000 | 2.65% | ||
| 12 | ROYAL BANK OF CANADA | 6,300 | 88,000 | 2.22% | ||
| 13 | CITIGROUP INC | 1,600 | 22,000 | 0.55% | ||
| 14 | Invesco Ltd. | 1,357 | 19,000 | 0.48% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 725 | 10,000 | 0.25% | ||
| 16 | WFG Advisors, LP | 747 | 10,000 | 0.25% | ||
| 17 | Focused Wealth Management, Inc | 725 | 10,000 | 0.25% | ||
| 18 | B. Riley Wealth Management, Inc. | 756 | 10,000 | 0.25% | ||
| 19 | MSI Financial Services Inc | 17 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
