| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 98,204 | 1,378,000 | 25.17% | ||
| 2 | Karpus Management, Inc. | 75,022 | 1,053,000 | 19.23% | ||
| 3 | HighTower Advisors, LLC | 30,149 | 423,000 | 7.73% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 28,900 | 403,000 | 7.36% | PRN | |
| 5 | MORGAN STANLEY | 27,581 | 386,000 | 7.05% | ||
| 6 | NWAM LLC | 27,000 | 379,000 | 6.92% | ||
| 7 | UBS Group AG | 23,812 | 334,000 | 6.10% | ||
| 8 | DOLIVER ADVISORS, LP | 22,212 | 311,000 | 5.68% | ||
| 9 | GRACE & WHITE INC /NY | 12,901 | 181,000 | 3.31% | ||
| 10 | Invesco Ltd. | 10,246 | 144,000 | 2.63% | ||
| 11 | Joel Isaacson & Co., LLC | 10,000 | 140,000 | 2.56% | ||
| 12 | WELLS FARGO & COMPANY/MN | 7,530 | 106,000 | 1.94% | ||
| 13 | ROYAL BANK OF CANADA | 6,300 | 88,000 | 1.61% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 5,656 | 79,000 | 1.44% | ||
| 15 | CITIGROUP INC | 3,582 | 50,000 | 0.91% | ||
| 16 | Focused Wealth Management, Inc | 725 | 10,000 | 0.18% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 725 | 10,000 | 0.18% | ||
| 18 | MSI Financial Services Inc | 11 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
